Broker-dealer Data Center

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Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.


Wunderlich Securities Inc.

WRP Investments Inc.

World Capital Brokerage, Inc

Woodbury Financial Services

Williams Financial Group

Wells Fargo Advisors Financial Network

Walnut Street Securities Inc.

Wall Street Access

Waddell & Reed Financial Advisors

Voya Financial Advisors Inc.

vFinance Investments Inc.

Veritas Independent Partners

United Planners Financial Services

Trustmont Financial Group Inc.

TriCor Financial LLC

Triad Advisors LLC

Transamerica Financial Advisors, Inc.

Tower Square Securities Inc.

Thurston Springer Miller Herd & Titak

TFS Securities Inc.

Synergy Investment Group

Summit Brokerage Services, Inc.

The Strategic Financial Alliance Inc.

St. Bernard Financial Services Inc.

Spire Investment Partners LLC

SII Investments Inc.

Signator Investors Inc.

Sigma Financial Corp.

Securities Service Network LLC

Securities Management and Research

Securities America Inc.

Securian Financial Services Inc.

Schwab Independent Branch Services (Franchise)

SCF Securities Inc.

SagePoint Financial Inc.

SA Stone

Royal Alliance Associates Inc.

Raymond James Financial Services Inc.

Quincy Cass Associates Inc.

Questar Capital Corp.

Quest Capital Strategies Inc.

Protected Investors of America Inc.

Prospera Financial Services Inc.

ProEquities Inc.

Principal Securities, Inc.

PlanMember Securities Corp.

Parkland Securities, LLC

Park Avenue Securities LLC

Packerland Brokerage Services Inc.

The O.N. Equity Sales Co.

Northwestern Mutual Investment Services

NEXT Financial Group Inc.

New England Securities Inc.

Nationwide Planning Associates, Inc.

National Securities Corp. & Affiliates

National Planning Corporation (NPC)

MML Investors Services, LLC

MetLife Inc.

M Holdings Securities Inc. (M Securities)

LPL Financial LLC

Lincoln Investment Planning, LLC

Lincoln Financial Network

LifeMark Securities Corp.

Leonard & Co.

Leaders Group

LaSalle St. Securities LLC

Kovack Securities, Inc.

KMS Financial Services, Inc.

Kestra Financial, Inc

Kalos Capital Inc.

J.W. Cole Financial Inc.

Investment Centers of America Inc.

The Investment Center Inc.

Investacorp Inc.

INVEST Financial Corp.

ING Advisor Network Inc.

Infinity Financial Services

Independent Financial Group LLC

Hornor Townsend & Kent, LLC

Hilltop Securities Independent Network Inc.

HD Vest Investment Services

Harbour Investments Inc.

Harbor Financial Services LLC

H. Beck Inc.

Geneos Wealth Management Inc.

GBS Financial Corp.

FSC Securities Corp.

Founders Financial Securities, LLC

Fortune Financial Services, Inc.

Foresters Equity Services Inc.

Foothill Securities Inc.

First Republic Securities Co.

First Allied Securities, Inc.

Financial Telesis Inc.

Financial Services International Corp.

Finance 500 Inc.

Equity Services Inc.

Edward Jones

David A. Noyes & Company

D.A. Davidson & Co.

Cutter & Co. Inc.

CUNA Brokerage Services Inc.

Crown Capital Securities L.P.

Correll Co. Investment Services Corp.

Coordinated Capital Securities Inc.

Commonwealth Equity Services, LLC dba-Commonwealth Financial Network

CFD Investments Inc.

Cetera Financial Specialists

Cetera Financial Institutions

Cetera Advisors

Cetera Advisor Networks

Century Securities Associates Inc.

Centaurus Financial Inc.

Capital Investment Co.

Capital Analysts Inc.

Cantella & Co. Inc.

Cambridge Investment Research Inc.

Calton & Associates Inc.

Cadaret, Grant & Co. Inc.

Broker Dealer Financial Services Corp.

Bolton Global Capital

Berthel Fisher & Co. Financial Services Inc.

Bernardi Securities Inc.

BCG Securities, Inc.

AXA Advisors LLC

Ausdal Financial Partners

Arete Wealth Management

Ameritas Investment Corp.

Ameriprise Financial Services Inc.

American Portfolios Financial Services Inc.

Allstate Financial Services LLC

Alden Securities

132 results found

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Advisers on the Move

  • Stephen Sosangelis

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC
  • Steve Clark, Rick Stubbs

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC
  • Dave Bry

    Joining: Stifel, Nicolaus & Company, Incorporated
    Leaving: Wells Fargo Clearing Services, LLC

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