Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue | Excess net capital ▼ | Operating expenses | |
|---|---|---|---|---|---|
| 1 | LPL Financial LLC | $5,871,640,101 | $2,327,518,915 | $107,900,000 | $5,139,801,831 |
| 2 | Advisor Group | $3,260,912,873 | $1,383,569,043 | $86,214,531 | $442,100,000 |
| 3 | Commonwealth Equity Services, LLC dba-Commonwealth Financial Network | $1,635,006,455 | $1,187,606,820 | $60,479,165 | 0 |
| 4 | Waddell & Reed Financial Advisors | $537,131,200 | $296,338,811 | $60,137,000 | 0 |
| 5 | Raymond James Financial Services Inc. | $2,657,878,614 | 0 | $44,200,000 | 0 |
| 6 | Equitable Advisors, LLC | $983,529,192 | $296,596,113 | $28,413,961 | $880,806,333 |
| 7 | Securities America Inc. | $1,048,900,000 | $517,980,000 | $27,500,000 | 0 |
| 8 | Lincoln Investment Planning, LLC | $353,680,000 | $214,155,000 | $23,060,000 | $80,833,430 |
| 9 | Cambridge Investment Research, Inc. | $1,084,867,961 | $621,098,888 | $19,084,920 | $1,040,501,593 |
| 10 | Atria Wealth Solutions | $523,913,907 | $167,966,126 | $18,836,128 | $24,694,941 |
| 11 | Triad Advisors, LLC | $141,425,324 | $68,392,943 | $13,400,842 | $27,493,066 |
| 12 | Centaurus Financial, Inc. | $158,683,040 | $46,829,779 | $10,543,101 | 0 |
| 13 | Principal Securities, Inc. | $316,711,169 | $96,067,770 | $9,863,624 | 0 |
| 14 | PlanMember Securities Corp. | $111,200,000 | $91,184,000 | $8,407,000 | 0 |
| 15 | J.W. Cole Financial Inc. | $155,650,600 | $71,082,800 | $8,250,789 | $13,680,500 |
| 16 | Prospera Financial Services Inc. | $70,414,959 | $36,643,467 | $7,157,587 | $22,845,375 |
| 17 | Concourse Financial Group Securities, Inc. | $116,189,724 | $40,623,500 | $6,310,156 | 0 |
| 18 | United Planners Financial Services | $138,152,964 | $88,343,956 | $5,228,560 | $95,582,503 |
| 19 | American Portfolios Financial Services Inc. | $233,071,434 | $118,979,739 | $5,190,594 | $28,149,102 |
| 20 | The Investment Center Inc. | $64,032,485 | $28,135,018 | $3,390,395 | $61,516,918 |
| 21 | Kovack Securities, Inc. | $82,368,000 | $40,140,800 | $3,100,500 | $77,482,450 |
| 22 | The Leaders Group | $89,104,748 | 0 | $2,186,689 | $87,836,144 |
| 23 | The O.N. Equity Sales Co. | $70,923,126 | $16,614,193 | $2,172,986 | $70,627,727 |
| 24 | LaSalle St. Securities LLC | $44,000,000 | $12,000,000 | $2,000,000 | $4,500,000 |
| 25 | Arkadios Capital | $39,400,936 | $19,240,390 | $1,500,000 | $16,600,000 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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