Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue ▲ | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 113 | Prospera Financial Services Inc. | $70,414,959 | $36,643,467 | $7,157,587 | $22,845,375 |
| 112 | Grove Point Financial, LLC | $109,100,000 | $39,200,000 | 0 | 0 |
| 111 | Kovack Securities, Inc. | $82,368,000 | $40,140,800 | $3,100,500 | $77,482,450 |
| 110 | Concourse Financial Group Securities, Inc. | $116,189,724 | $40,623,500 | $6,310,156 | 0 |
| 109 | Hornor, Townsend & Kent, LLC | $119,874,666 | $43,356,000 | 0 | 0 |
| 108 | Centaurus Financial, Inc. | $158,683,040 | $46,829,779 | $10,543,101 | 0 |
| 107 | Sigma Financial Corp. | $130,820,243 | $56,300,921 | 0 | 0 |
| 106 | Ameritas Investment Company/Ameritas Advisory Services | $150,200,000 | $63,100,000 | 0 | 0 |
| 105 | Triad Advisors, LLC | $141,425,324 | $68,392,943 | $13,400,842 | $27,493,066 |
| 104 | J.W. Cole Financial Inc. | $155,650,600 | $71,082,800 | $8,250,789 | $13,680,500 |
| 103 | Geneos Wealth Management Inc. | $123,971,985 | $80,257,258 | $1,000,000 | $15,368,884 |
| 102 | United Planners Financial Services | $138,152,964 | $88,343,956 | $5,228,560 | $95,582,503 |
| 101 | PlanMember Securities Corp. | $111,200,000 | $91,184,000 | $8,407,000 | 0 |
| 100 | Independent Financial Group, LLC | $197,100,000 | $91,551,500 | 0 | 0 |
| 99 | Principal Securities, Inc. | $316,711,169 | $96,067,770 | $9,863,624 | 0 |
| 98 | Park Avenue Securities LLC | $249,647,000 | $101,680,000 | 0 | 0 |
| 97 | FSC Securities Corp. | $237,146,541 | $104,875,683 | 0 | $37,278,927 |
| 96 | American Portfolios Financial Services Inc. | $233,071,434 | $118,979,739 | $5,190,594 | $28,149,102 |
| 95 | SagePoint Financial Inc. | $387,366,961 | $153,625,975 | 0 | $62,333,591 |
| 94 | Securian Financial Services Inc. | $374,830,000 | $154,729,908 | 0 | 0 |
| 93 | Woodbury Financial Services | $509,720,933 | $159,813,003 | 0 | $80,176,654 |
| 92 | Atria Wealth Solutions | $523,913,907 | $167,966,126 | $18,836,128 | $24,694,941 |
| 91 | Lincoln Investment Planning, LLC | $353,680,000 | $214,155,000 | $23,060,000 | $80,833,430 |
| 90 | Waddell & Reed Financial Advisors | $537,131,200 | $296,338,811 | $60,137,000 | 0 |
| 89 | Equitable Advisors, LLC | $983,529,192 | $296,596,113 | $28,413,961 | $880,806,333 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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