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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses ▲
138Centaurus Financial, Inc.$158,683,040$46,829,779$10,543,1010
137Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
136Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
135Parkland Securities, LLC$62,993,829$20,596,16500
134Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
133Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
132Sigma Financial Corp.$130,820,243$56,300,92100
131Equity Services Inc. $56,000,000$18,800,00000
130Transamerica Financial Advisors, Inc.0000
129Grove Point Financial, LLC$109,100,000$39,200,00000
128Northwestern Mutual $1,517,364,000$1,022,145,00000
127Trustmont Financial Group Inc.0000
126MML Investors Services, LLC$1,239,300,000$539,400,00000
125Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
124Park Avenue Securities LLC$249,647,000$101,680,00000
123Securian Financial Services Inc.$374,830,000$154,729,90800
122Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
121Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
120Fortune Financial Services, Inc.$21,188,836000
119Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
118St. Bernard Financial Services Inc.0000
117The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
116Independent Financial Group, LLC$197,100,000$91,551,50000
115Kestra Financial, Inc$607,872,562$364,302,18600
114PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
113Principal Securities, Inc. $316,711,169$96,067,770$9,863,6240
112Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
111Thurston Springer Miller Herd & Titak0000
110Vanderbilt Financial Group0000
109Alden Investment Group$5,348,524$691$1$1
108Trutoro$1,460,102$909,099$36,610$1,507,807
107Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
106LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
105CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
104Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
103J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
102Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
101M Holdings Securities Inc. (M Securities)$166,696,598$26,740,248$992,008$16,178,629
100Nationwide Planning Associates, Inc.$22,711,603$5,545,064$1,466,283$16,231,542
99Arkadios Capital$39,400,936$19,240,390$1,500,000$16,600,000
98Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
97Atria Wealth Solutions$523,913,907$167,966,126$18,836,128$24,694,941
96Triad Advisors, LLC$141,425,324$68,392,943$13,400,842$27,493,066
95American Portfolios Financial Services Inc.$233,071,434$118,979,739$5,190,594$28,149,102
94FSC Securities Corp.$237,146,541$104,875,6830$37,278,927
93Arete Wealth$45,219,714$11,478,278$234,585$40,861,146
92The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
91SagePoint Financial Inc.$387,366,961$153,625,9750$62,333,591
90Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
89The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
88Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
87Woodbury Financial Services$509,720,933$159,813,0030$80,176,654
86Lincoln Investment Planning, LLC$353,680,000$214,155,000$23,060,000$80,833,430
85The Leaders Group$89,104,7480$2,186,689$87,836,144
84United Planners Financial Services$138,152,964$88,343,956$5,228,560$95,582,503
83Royal Alliance Associates Inc.$936,353,114$378,881,4390$132,298,637
82Advisor Group$3,260,912,873$1,383,569,043$86,214,531$442,100,000
81Equitable Advisors, LLC$983,529,192$296,596,113$28,413,961$880,806,333
80Cambridge Investment Research, Inc.$1,084,867,961$621,098,888$19,084,920$1,040,501,593
79LPL Financial LLC$5,871,640,101$2,327,518,915$107,900,000$5,139,801,831
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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