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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
Revenue
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services$509,720,933$159,813,0030$80,176,654
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
10Voya Financial Advisors Inc.
11vFinance Investments Inc.
12Vanderbilt Financial Group0000
13United Planners Financial Services$138,152,964$88,343,956$5,228,560$95,582,503
14Trutoro$1,460,102$909,099$36,610$1,507,807
15Trustmont Financial Group Inc.0000
16TriCor Financial LLC
17Triad Advisors, LLC$141,425,324$68,392,943$13,400,842$27,493,066
18Transamerica Financial Advisors, Inc.0000
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak0000
21The Leaders Group$89,104,7480$2,186,689$87,836,144
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.
25The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
26St. Bernard Financial Services Inc.0000
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.$130,820,243$56,300,92100
31Securities Service Network LLC
32Securities Management and Research
33Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
34Securian Financial Services Inc.$374,830,000$154,729,90800
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.$387,366,961$153,625,9750$62,333,591
38SA Stone
39Royal Alliance Associates Inc.$936,353,114$378,881,4390$132,298,637
40Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
41Quincy Cass Associates Inc.
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
46Principal Securities, Inc. $316,711,169$96,067,770$9,863,6240
47PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
48Parkland Securities, LLC$62,993,829$20,596,16500
49Park Avenue Securities LLC$249,647,000$101,680,00000
50Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
51The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
52Northwestern Mutual $1,517,364,000$1,022,145,00000
53NEXT Financial Group, Inc.
54New England Securities Inc.
55Nationwide Planning Associates, Inc.$22,711,603$5,545,064$1,466,283$16,231,542
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC$1,239,300,000$539,400,00000
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)$166,696,598$26,740,248$992,008$16,178,629
62LPL Financial LLC$5,871,640,101$2,327,518,915$107,900,000$5,139,801,831
63Lincoln Investment Planning, LLC$353,680,000$214,155,000$23,060,000$80,833,430
64Lincoln Financial Network
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
68Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
69KMS Financial Services, Inc.
70Kestra Financial, Inc$607,872,562$364,302,18600
71Kalos Capital Inc.
72J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
73Investment Centers of America Inc.
74The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
75Investacorp Inc.
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services
79Independent Financial Group, LLC$197,100,000$91,551,50000
80Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
83Harbor Financial Services LLC
84Grove Point Financial, LLC$109,100,000$39,200,00000
85Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
86GBS Financial Corp.
87FSC Securities Corp.$237,146,541$104,875,6830$37,278,927
88Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
89Fortune Financial Services, Inc.$21,188,836000
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. $56,000,000$18,800,00000
98Equitable Advisors, LLC$983,529,192$296,596,113$28,413,961$880,806,333
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
109CoastalOne
110CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
111Cetera Financial Specialists
112Cetera Financial Institutions
113Cetera Advisors
114Cetera Advisor Networks
115Century Securities Associates Inc.
116Centaurus Financial, Inc.$158,683,040$46,829,779$10,543,1010
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc.
120Cambridge Investment Research, Inc.$1,084,867,961$621,098,888$19,084,920$1,040,501,593
121Calton & Associates Inc.
122Cadaret, Grant & Co. Inc.
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.
129Ausdal Financial Partners
130Atria Wealth Solutions$523,913,907$167,966,126$18,836,128$24,694,941
131Arkadios Capital$39,400,936$19,240,390$1,500,000$16,600,000
132Arete Wealth$45,219,714$11,478,278$234,585$40,861,146
133Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
134Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
135American Portfolios Financial Services Inc.$233,071,434$118,979,739$5,190,594$28,149,102
136Allstate Financial Services LLC
137Alden Investment Group$5,348,524$691$1$1
138Advisor Group$3,260,912,873$1,383,569,043$86,214,531$442,100,000

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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