Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue ▼ | Fee revenue | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 26 | American Portfolios Financial Services Inc. | $218,210,687 | $109,063,912 | $9,800,000 | $27,369,348 |
| 27 | Park Avenue Securities LLC | $213,712,000 | $87,087,000 | 0 | 0 |
| 28 | M Holdings Securities Inc. (M Securities) | $175,742,932 | $25,836,194 | $2,119,983 | $15,189,990 |
| 29 | Independent Financial Group, LLC | $174,207,800 | $73,559,400 | 0 | 0 |
| 30 | Cetera Financial Specialists | $157,742,605 | $78,914,305 | 0 | 0 |
| 31 | Centaurus Financial, Inc. | $155,849,550 | $41,403,277 | $16,935,781 | 0 |
| 32 | Summit Brokerage Services, Inc. | $152,766,802 | $48,553,908 | 0 | 0 |
| 33 | Ameritas Investment Company/Ameritas Advisory Services | $139,100,000 | $47,400,000 | $6,280,864 | $20,500,000 |
| 34 | Geneos Wealth Management Inc. | $132,288,399 | $98,751,679 | $1,107,267 | 0 |
| 35 | Triad Advisors, LLC | $132,133,009 | $124,065,940 | $7,265,876 | 0 |
| 36 | United Planners Financial Services | $131,918,119 | $76,594,825 | $5,108,857 | $124,993,813 |
| 37 | Hornor, Townsend & Kent, LLC | $124,165,295 | $37,500,000 | 0 | 0 |
| 38 | KMS Financial Services, Inc. | $122,780,641 | $60,795,192 | $7,128,658 | $117,203,696 |
| 39 | J.W. Cole Financial Inc. | $121,435,444 | $40,715,794 | $4,490,243 | $9,789,324 |
| 40 | Sigma Financial Corp. | $117,498,872 | $44,609,185 | 0 | 0 |
| 41 | Concourse Financial Group Securities, Inc. | $117,123,444 | $39,071,888 | $3,432,969 | 0 |
| 42 | Grove Point Financial, LLC | $116,887,423 | $35,232,244 | $6,646,199 | 0 |
| 43 | Transamerica Financial Advisors, Inc. | $109,330,863 | $16,805,778 | $10,203,306 | $25,992,515 |
| 44 | Investacorp Inc. | $104,683,443 | $28,116,000 | $9,236,000 | $96,601,000 |
| 45 | Securities Service Network LLC | $100,445,000 | $35,994,000 | $8,684,000 | 0 |
| 46 | PlanMember Securities Corp. | $97,311,000 | $71,573,000 | $5,100,000 | 0 |
| 47 | Kovack Securities, Inc. | $79,347,000 | $35,746,560 | $2,250,000 | $74,655,600 |
| 48 | The O.N. Equity Sales Co. | $77,096,757 | $13,245,972 | $2,560,056 | $75,275,242 |
| 49 | The Leaders Group | $72,532,054 | 0 | $407,996 | $71,114,992 |
| 50 | Parkland Securities, LLC | $63,395,514 | $16,864,055 | 0 | 0 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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