Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue ▲ | Fee revenue | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 138 | St. Bernard Financial Services Inc. | 0 | 0 | 0 | 0 |
| 137 | Trustmont Financial Group Inc. | 0 | 0 | 0 | 0 |
| 136 | Trutoro | $973,829 | $544,918 | $26,802 | $1,008,332 |
| 135 | Alden Investment Group | $1,694,232 | $43,692 | — | — |
| 134 | World Capital Brokerage, Inc. | $2,500,000 | 0 | 0 | 0 |
| 133 | Securities Management and Research | $5,900,021 | $1,517,991 | $937,998 | $3,076,435 |
| 132 | Arkadios Capital | $13,000,000 | $3,500,000 | $900,000 | $10,600,000 |
| 131 | Nationwide Planning Associates, Inc. | $19,049,094 | $4,443,440 | $508,606 | $14,606,165 |
| 130 | Fortune Financial Services, Inc. | $19,629,452 | 0 | 0 | 0 |
| 129 | Packerland Brokerage Services Inc. | $23,665,120 | $5,152,735 | $514,787 | $2,772,317 |
| 128 | Founders Financial | $29,136,901 | $22,144,045 | $1,016,096 | $27,233,750 |
| 127 | Arete Wealth | $30,085,805 | $10,362,588 | $275,000 | $26,318,330 |
| 126 | CFD Investments Inc. | $31,198,973 | $12,685,490 | $519,669 | $18,486,216 |
| 125 | Kalos Capital Inc. | $32,066,600 | $8,044,031 | 0 | 0 |
| 124 | Spire Investment Partners LLC | $33,458,313 | $23,905,551 | 0 | 0 |
| 123 | LaSalle St. Securities LLC | $40,833,000 | $8,000,000 | $2,000,000 | $4,000,000 |
| 122 | Crown Capital Securities L.P. | $50,921,253 | $15,935,800 | $3,593,179 | 0 |
| 121 | Berthel Fisher & Co. Financial Services Inc. | $52,419,235 | $17,858,085 | $2,024,216 | $36,750,000 |
| 120 | Equity Services Inc. | $53,800,000 | $18,000,000 | 0 | 0 |
| 119 | Prospera Financial Services Inc. | $54,156,438 | $26,514,253 | $7,696,516 | $14,603,953 |
| 118 | Harbour Investments Inc. | $54,914,000 | $24,080,000 | $367,000 | $54,000,000 |
| 117 | The Investment Center Inc. | $56,702,206 | $23,788,089 | $932,000 | $54,847,473 |
| 116 | Parkland Securities, LLC | $63,395,514 | $16,864,055 | 0 | 0 |
| 115 | The Leaders Group | $72,532,054 | 0 | $407,996 | $71,114,992 |
| 114 | The O.N. Equity Sales Co. | $77,096,757 | $13,245,972 | $2,560,056 | $75,275,242 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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