Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue ▼ | Fee revenue | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 51 | The Investment Center Inc. | $56,702,206 | $23,788,089 | $932,000 | $54,847,473 |
| 52 | Harbour Investments Inc. | $54,914,000 | $24,080,000 | $367,000 | $54,000,000 |
| 53 | Prospera Financial Services Inc. | $54,156,438 | $26,514,253 | $7,696,516 | $14,603,953 |
| 54 | Equity Services Inc. | $53,800,000 | $18,000,000 | 0 | 0 |
| 55 | Berthel Fisher & Co. Financial Services Inc. | $52,419,235 | $17,858,085 | $2,024,216 | $36,750,000 |
| 56 | Crown Capital Securities L.P. | $50,921,253 | $15,935,800 | $3,593,179 | 0 |
| 57 | LaSalle St. Securities LLC | $40,833,000 | $8,000,000 | $2,000,000 | $4,000,000 |
| 58 | Spire Investment Partners LLC | $33,458,313 | $23,905,551 | 0 | 0 |
| 59 | Kalos Capital Inc. | $32,066,600 | $8,044,031 | 0 | 0 |
| 60 | CFD Investments Inc. | $31,198,973 | $12,685,490 | $519,669 | $18,486,216 |
| 61 | Arete Wealth | $30,085,805 | $10,362,588 | $275,000 | $26,318,330 |
| 62 | Founders Financial | $29,136,901 | $22,144,045 | $1,016,096 | $27,233,750 |
| 63 | Packerland Brokerage Services Inc. | $23,665,120 | $5,152,735 | $514,787 | $2,772,317 |
| 64 | Fortune Financial Services, Inc. | $19,629,452 | 0 | 0 | 0 |
| 65 | Nationwide Planning Associates, Inc. | $19,049,094 | $4,443,440 | $508,606 | $14,606,165 |
| 66 | Arkadios Capital | $13,000,000 | $3,500,000 | $900,000 | $10,600,000 |
| 67 | Securities Management and Research | $5,900,021 | $1,517,991 | $937,998 | $3,076,435 |
| 68 | World Capital Brokerage, Inc. | $2,500,000 | 0 | 0 | 0 |
| 69 | Alden Investment Group | $1,694,232 | $43,692 | — | — |
| 70 | Trutoro | $973,829 | $544,918 | $26,802 | $1,008,332 |
| 71 | St. Bernard Financial Services Inc. | 0 | 0 | 0 | 0 |
| 72 | Trustmont Financial Group Inc. | 0 | 0 | 0 | 0 |
| 73 | Nations Financial Group | — | — | — | — |
| 74 | BCG Securities, Inc. | — | — | — | — |
| 75 | Broker Dealer Financial Services Corp. | — | — | — | — |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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