Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▲$500K+ repsAvg. annual payoutEmployeesCFPs
113Prospera Financial Services Inc.1357334$381,4325012
112The Investment Center Inc.2548911$137,8743851
111Kalos Capital Inc.1408921$279,1363615
110Parkland Securities, LLC47110811$112,46410529
109Harbour Investments Inc.25111014$190,0002032
108Crown Capital Securities L.P.35712114$114,9332678
107Hornor, Townsend & Kent, LLC1,01412620$75,2145195
106The O.N. Equity Sales Co.8581318$76,8244973
105Securities Service Network LLC43115256$264,00060116
104KMS Financial Services, Inc.40115437$253,90064100
103LaSalle St. Securities LLC31515525$185,0002830
102Investacorp Inc.54615622$199,4807595
101Geneos Wealth Management Inc.25616069$408,04250105
100M Holdings Securities Inc. (M Securities)85616386$259,8794478
99PlanMember Securities Corp.49016635015249
98Investment Centers of America Inc.40118454$236,0009682
97Concourse Financial Group Securities, Inc.1,09919027$96,2121120
96Kovack Securities, Inc.40520150$176,7086868
95United Planners Financial Services53620441$226,38556102
94Independent Financial Group, LLC58821260$200,7006786
93Grove Point Financial, LLC59622245$123,7657797
92Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
91SII Investments Inc.55624483$262,000870
90Sigma Financial Corp.64925317$139,81810594
89CUNA Brokerage Services Inc.40226878$116,00212248
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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