Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▼CFPs
1Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
2LPL Financial LLC14,3777,0211,793$182,9273,2880
3Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
4Lincoln Financial Network8,8850007360
5Equitable Advisors, LLC4,7651,474154$113,292718427
6Cambridge Investment Research, Inc.3,7381,290279$244,238712763
7Securities America Inc.2,209832230$207,177587646
8Waddell & Reed Financial Advisors1,906855217$157,342537271
9Cetera Financial Institutions1,80500$108,6153160
10Lincoln Investment Planning, LLC1,12629396$225,453310189
11Voya Financial Advisors Inc.1,990778134$156,005303293
12Avantax Investment Services, Inc.4,597582104$71,000300600
13Cetera Advisor Networks2,69300$183,0532850
14Principal Securities, Inc. 1,95931220$74,0072430
15Kestra Financial, Inc1,712458217$247,581241283
16Royal Alliance Associates Inc.2,782627204$244,5542140
17MML Investors Services, LLC4,43666587$74,8622020
18National Planning Corporation (NPC) 1,326518160$245,0001960
19SagePoint Financial Inc.2,323580110$185,3961800
20INVEST Financial Corp.1,27845595$193,0001720
21Woodbury Financial Services1,73956586$198,8441620
22Signator Investors Inc.2,152733141$111,642160521
23First Allied Securities, Inc.81400$238,0311580
24Summit Brokerage Services, Inc.52800$198,1301580
25Cetera Advisors1,52500$160,4281550
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.