Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▲CFPs
138Quest Capital Strategies Inc. 31700000
137Northwestern Mutual 5,037823318$107,08501,009
136Ameriprise Financial Services, LLC7,66800000
135Capital Investment Co.18500000
134Transamerica Financial Advisors, Inc.3,30200000
133St. Bernard Financial Services Inc.6100024
132Trutoro1430$95,70021
131Infinity Financial Services 5080$59,03754
130Arete Wealth1063011$126,73374
129Fortune Financial Services, Inc.294322$63,051119
128Trustmont Financial Group Inc.111475$125,0001239
127Founders Financial75557$321,6631724
126Nationwide Planning Associates, Inc.101306$197,417186
125Harbour Investments Inc.25111014$190,0002032
124Crown Capital Securities L.P.35712114$114,9332678
123SCF Securities Inc.148435$105,6862617
122The Leaders Group649283$74,0672866
121LaSalle St. Securities LLC31515525$185,0002830
120Spire Investment Partners LLC951810$387,9853119
119The Strategic Financial Alliance Inc.1755221$348,5293159
118David A. Noyes & Company86327$126,000347
117Kalos Capital Inc.1408921$279,1363615
116The Investment Center Inc.2548911$137,8743851
115CFD Investments Inc.2196010$135,4694321
114M Holdings Securities Inc. (M Securities)85616386$259,8794478
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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