Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▼$500K+ repsAvg. annual payoutEmployeesCFPs
1LPL Financial LLC14,3777,0211,793$182,9273,2880
2Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
3Equitable Advisors, LLC4,7651,474154$113,292718427
4Cambridge Investment Research, Inc.3,7381,290279$244,238712763
5Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
6Waddell & Reed Financial Advisors1,906855217$157,342537271
7Securities America Inc.2,209832230$207,177587646
8Northwestern Mutual 5,037823318$107,08501,009
9Voya Financial Advisors Inc.1,990778134$156,005303293
10Signator Investors Inc.2,152733141$111,642160521
11MML Investors Services, LLC4,43666587$74,8622020
12Wells Fargo Advisors Financial Network1,404633481$452,040950
13Royal Alliance Associates Inc.2,782627204$244,5542140
14Avantax Investment Services, Inc.4,597582104$71,000300600
15SagePoint Financial Inc.2,323580110$185,3961800
16Woodbury Financial Services1,73956586$198,8441620
17National Planning Corporation (NPC) 1,326518160$245,0001960
18Securian Financial Services Inc.1,214469163$209,226150219
19Kestra Financial, Inc1,712458217$247,581241283
20INVEST Financial Corp.1,27845595$193,0001720
21FSC Securities Corp.1,743407119$226,7931370
22Triad Advisors, LLC80536775$288,73677207
23Centaurus Financial, Inc.635346145$228,62585240
24American Portfolios Financial Services Inc.81134163$174,8959294
25Cadaret, Grant & Co. Inc.83031351$195,969110125
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.