Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▼CFPs
76Transamerica Financial Advisors, Inc.3,30200000
77Capital Investment Co.18500000
78Quest Capital Strategies Inc. 31700000
79Northwestern Mutual 5,037823318$107,08501,009
80Ameriprise Financial Services, LLC7,66800000
81GBS Financial Corp.
82Hilltop Securities Independent Network Inc.
83Bolton Global Capital75
84National Securities Corp.
85vFinance Investments Inc.
86Wall Street Access
87Cantella & Co. Inc. 165
88TFS Securities Inc.
89LifeMark Securities Corp.
90Century Securities Associates Inc.129
91Park Avenue Securities LLC
92Capital Analysts Inc.
93Broker Dealer Financial Services Corp.250
94SA Stone650
95Financial Telesis Inc.
96First Republic Securities Co.
97Financial Services International Corp.
98Quincy Cass Associates Inc.
99Packerland Brokerage Services Inc.
100D.A. Davidson & Co.
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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