Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▲$500K+ repsAvg. annual payoutEmployeesCFPs
88J.W. Cole Financial Inc.47527266$227,5465764
87Questar Capital Corp.65127333$152,8008336
86NEXT Financial Group, Inc.61928129$145,98412364
85Lincoln Investment Planning, LLC1,12629396$225,453310189
84Principal Securities, Inc. 1,95931220$74,0072430
83Cadaret, Grant & Co. Inc.83031351$195,969110125
82American Portfolios Financial Services Inc.81134163$174,8959294
81Centaurus Financial, Inc.635346145$228,62585240
80Triad Advisors, LLC80536775$288,73677207
79FSC Securities Corp.1,743407119$226,7931370
78INVEST Financial Corp.1,27845595$193,0001720
77Kestra Financial, Inc1,712458217$247,581241283
76Securian Financial Services Inc.1,214469163$209,226150219
75National Planning Corporation (NPC) 1,326518160$245,0001960
74Woodbury Financial Services1,73956586$198,8441620
73SagePoint Financial Inc.2,323580110$185,3961800
72Avantax Investment Services, Inc.4,597582104$71,000300600
71Royal Alliance Associates Inc.2,782627204$244,5542140
70Wells Fargo Advisors Financial Network1,404633481$452,040950
69MML Investors Services, LLC4,43666587$74,8622020
68Signator Investors Inc.2,152733141$111,642160521
67Voya Financial Advisors Inc.1,990778134$156,005303293
66Northwestern Mutual 5,037823318$107,08501,009
65Securities America Inc.2,209832230$207,177587646
64Waddell & Reed Financial Advisors1,906855217$157,342537271
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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