Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps ▲$500K+ repsAvg. annual payoutEmployeesCFPs
138Cetera Advisor Networks2,69300$183,0532850
137Summit Brokerage Services, Inc.52800$198,1301580
136Ameriprise Financial Services, LLC7,66800000
135Lincoln Financial Network8,8850007360
134Quest Capital Strategies Inc. 31700000
133St. Bernard Financial Services Inc.6100024
132Cetera Financial Specialists1,27800$75,007980
131First Allied Securities, Inc.81400$238,0311580
130Capital Investment Co.18500000
129Cetera Financial Institutions1,80500$108,6153160
128Transamerica Financial Advisors, Inc.3,30200000
127Cetera Advisors1,52500$160,4281550
126Trutoro1430$95,70021
125Infinity Financial Services 5080$59,03754
124Spire Investment Partners LLC951810$387,9853119
123The Leaders Group649283$74,0672866
122Nationwide Planning Associates, Inc.101306$197,417186
121Arete Wealth1063011$126,73374
120David A. Noyes & Company86327$126,000347
119Fortune Financial Services, Inc.294322$63,051119
118SCF Securities Inc.148435$105,6862617
117Trustmont Financial Group Inc.111475$125,0001239
116The Strategic Financial Alliance Inc.1755221$348,5293159
115Founders Financial75557$321,6631724
114CFD Investments Inc.2196010$135,4694321
113Prospera Financial Services Inc.1357334$381,4325012
112The Investment Center Inc.2548911$137,8743851
111Kalos Capital Inc.1408921$279,1363615
110Parkland Securities, LLC47110811$112,46410529
109Harbour Investments Inc.25111014$190,0002032
108Crown Capital Securities L.P.35712114$114,9332678
107Hornor, Townsend & Kent, LLC1,01412620$75,2145195
106The O.N. Equity Sales Co.8581318$76,8244973
105Securities Service Network LLC43115256$264,00060116
104KMS Financial Services, Inc.40115437$253,90064100
103LaSalle St. Securities LLC31515525$185,0002830
102Investacorp Inc.54615622$199,4807595
101Geneos Wealth Management Inc.25616069$408,04250105
100M Holdings Securities Inc. (M Securities)85616386$259,8794478
99PlanMember Securities Corp.49016635015249
98Investment Centers of America Inc.40118454$236,0009682
97Concourse Financial Group Securities, Inc.1,09919027$96,2121120
96Kovack Securities, Inc.40520150$176,7086868
95United Planners Financial Services53620441$226,38556102
94Independent Financial Group, LLC58821260$200,7006786
93Grove Point Financial, LLC59622245$123,7657797
92Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
91SII Investments Inc.55624483$262,000870
90Sigma Financial Corp.64925317$139,81810594
89CUNA Brokerage Services Inc.40226878$116,00212248
88J.W. Cole Financial Inc.47527266$227,5465764
87Questar Capital Corp.65127333$152,8008336
86NEXT Financial Group, Inc.61928129$145,98412364
85Lincoln Investment Planning, LLC1,12629396$225,453310189
84Principal Securities, Inc. 1,95931220$74,0072430
83Cadaret, Grant & Co. Inc.83031351$195,969110125
82American Portfolios Financial Services Inc.81134163$174,8959294
81Centaurus Financial, Inc.635346145$228,62585240
80Triad Advisors, LLC80536775$288,73677207
79FSC Securities Corp.1,743407119$226,7931370
78INVEST Financial Corp.1,27845595$193,0001720
77Kestra Financial, Inc1,712458217$247,581241283
76Securian Financial Services Inc.1,214469163$209,226150219
75National Planning Corporation (NPC) 1,326518160$245,0001960
74Woodbury Financial Services1,73956586$198,8441620
73SagePoint Financial Inc.2,323580110$185,3961800
72Avantax Investment Services, Inc.4,597582104$71,000300600
71Royal Alliance Associates Inc.2,782627204$244,5542140
70Wells Fargo Advisors Financial Network1,404633481$452,040950
69MML Investors Services, LLC4,43666587$74,8622020
68Signator Investors Inc.2,152733141$111,642160521
67Voya Financial Advisors Inc.1,990778134$156,005303293
66Northwestern Mutual 5,037823318$107,08501,009
65Securities America Inc.2,209832230$207,177587646
64Waddell & Reed Financial Advisors1,906855217$157,342537271
63Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
62Cambridge Investment Research, Inc.3,7381,290279$244,238712763
61Equitable Advisors, LLC4,7651,474154$113,292718427
60Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
59LPL Financial LLC14,3777,0211,793$182,9273,2880
58Cantella & Co. Inc. 165
57TFS Securities Inc.
56Protected Investors of America Inc.
55SA Stone650
54Financial Telesis Inc.
53First Republic Securities Co.
52Financial Services International Corp.
51Quincy Cass Associates Inc.
50Packerland Brokerage Services Inc.
49ING Advisor Network Inc.
48D.A. Davidson & Co.
47Williams Financial Group
46Finance 500 Inc.
45Foresters Equity Services Inc.
44GBS Financial Corp.
43Ausdal Financial Partners
42Equity Services Inc. 480
41Harbor Financial Services LLC
40TriCor Financial LLC
39Cutter & Company, Inc.45
38Correll Co. Investment Services Corp.9
37Calton & Associates Inc.320
36Coordinated Capital Securities Inc.
35Bernardi Securities Inc.
34Allstate Financial Services LLC
33Securities Management and Research214
32World Capital Brokerage, Inc.71
31Century Securities Associates Inc.129
30Capital Analysts Inc.
29Schwab Independent Branch Services (Franchise)
28Edward Jones14,500
27Broker Dealer Financial Services Corp.250
26Berthel Fisher & Co. Financial Services Inc.307
25BCG Securities, Inc.
24Thurston Springer Miller Herd & Titak
23Alden Investment Group
22Arkadios Capital
21Vanderbilt Financial Group
20Advisor Group
19Atria Wealth Solutions
18CoastalOne
17Hilltop Securities Independent Network Inc.
16Nations Financial Group
15Bolton Global Capital75
14LifeMark Securities Corp.
13Park Avenue Securities LLC
12Synergy Investment Group
11Leonard & Co.
10MetLife Inc.
9New England Securities Inc.
8Tower Square Securities Inc.
7Walnut Street Securities Inc.
6Wunderlich Securities Inc.50
5Foothill Securities Inc.
4WRP Investments Inc.
3National Securities Corp.
2vFinance Investments Inc.
1Wall Street Access

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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