Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▼
51David A. Noyes & Company86327$126,000347
52Nationwide Planning Associates, Inc.101306$197,417186
53St. Bernard Financial Services Inc.6100024
54Arete Wealth1063011$126,73374
55Infinity Financial Services 5080$59,03754
56Trutoro1430$95,70021
57National Planning Corporation (NPC) 1,326518160$245,0001960
58Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
59First Allied Securities, Inc.81400$238,0311580
60Cetera Advisor Networks2,69300$183,0532850
61Cetera Advisors1,52500$160,4281550
62Transamerica Financial Advisors, Inc.3,30200000
63MML Investors Services, LLC4,43666587$74,8622020
64INVEST Financial Corp.1,27845595$193,0001720
65Royal Alliance Associates Inc.2,782627204$244,5542140
66SII Investments Inc.55624483$262,000870
67Principal Securities, Inc. 1,95931220$74,0072430
68Concourse Financial Group Securities, Inc.1,09919027$96,2121120
69Cetera Financial Specialists1,27800$75,007980
70Wells Fargo Advisors Financial Network1,404633481$452,040950
71Woodbury Financial Services1,73956586$198,8441620
72Lincoln Financial Network8,8850007360
73Ameriprise Financial Services, LLC7,66800000
74Summit Brokerage Services, Inc.52800$198,1301580
75LPL Financial LLC14,3777,0211,793$182,9273,2880
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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