Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▲
113Arete Wealth1063011$126,73374
112Infinity Financial Services 5080$59,03754
111St. Bernard Financial Services Inc.6100024
110Nationwide Planning Associates, Inc.101306$197,417186
109David A. Noyes & Company86327$126,000347
108Fortune Financial Services, Inc.294322$63,051119
107Prospera Financial Services Inc.1357334$381,4325012
106Kalos Capital Inc.1408921$279,1363615
105SCF Securities Inc.148435$105,6862617
104Spire Investment Partners LLC951810$387,9853119
103CFD Investments Inc.2196010$135,4694321
102Founders Financial75557$321,6631724
101Parkland Securities, LLC47110811$112,46410529
100LaSalle St. Securities LLC31515525$185,0002830
99Harbour Investments Inc.25111014$190,0002032
98Questar Capital Corp.65127333$152,8008336
97Trustmont Financial Group Inc.111475$125,0001239
96CUNA Brokerage Services Inc.40226878$116,00212248
95PlanMember Securities Corp.49016635015249
94The Investment Center Inc.2548911$137,8743851
93The Strategic Financial Alliance Inc.1755221$348,5293159
92J.W. Cole Financial Inc.47527266$227,5465764
91NEXT Financial Group, Inc.61928129$145,98412364
90The Leaders Group649283$74,0672866
89Kovack Securities, Inc.40520150$176,7086868
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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