Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▲
138Cetera Financial Specialists1,27800$75,007980
137Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
136First Allied Securities, Inc.81400$238,0311580
135Cetera Advisor Networks2,69300$183,0532850
134FSC Securities Corp.1,743407119$226,7931370
133Cetera Advisors1,52500$160,4281550
132Transamerica Financial Advisors, Inc.3,30200000
131MML Investors Services, LLC4,43666587$74,8622020
130INVEST Financial Corp.1,27845595$193,0001720
129National Planning Corporation (NPC) 1,326518160$245,0001960
128SII Investments Inc.55624483$262,000870
127SagePoint Financial Inc.2,323580110$185,3961800
126Principal Securities, Inc. 1,95931220$74,0072430
125Concourse Financial Group Securities, Inc.1,09919027$96,2121120
124Cetera Financial Institutions1,80500$108,6153160
123Capital Investment Co.18500000
122Wells Fargo Advisors Financial Network1,404633481$452,040950
121Woodbury Financial Services1,73956586$198,8441620
120Quest Capital Strategies Inc. 31700000
119Lincoln Financial Network8,8850007360
118Ameriprise Financial Services, LLC7,66800000
117LPL Financial LLC14,3777,0211,793$182,9273,2880
116Royal Alliance Associates Inc.2,782627204$244,5542140
115Summit Brokerage Services, Inc.52800$198,1301580
114Trutoro1430$95,70021
113Arete Wealth1063011$126,73374
112Infinity Financial Services 5080$59,03754
111St. Bernard Financial Services Inc.6100024
110Nationwide Planning Associates, Inc.101306$197,417186
109David A. Noyes & Company86327$126,000347
108Fortune Financial Services, Inc.294322$63,051119
107Prospera Financial Services Inc.1357334$381,4325012
106Kalos Capital Inc.1408921$279,1363615
105SCF Securities Inc.148435$105,6862617
104Spire Investment Partners LLC951810$387,9853119
103CFD Investments Inc.2196010$135,4694321
102Founders Financial75557$321,6631724
101Parkland Securities, LLC47110811$112,46410529
100LaSalle St. Securities LLC31515525$185,0002830
99Harbour Investments Inc.25111014$190,0002032
98Questar Capital Corp.65127333$152,8008336
97Trustmont Financial Group Inc.111475$125,0001239
96CUNA Brokerage Services Inc.40226878$116,00212248
95PlanMember Securities Corp.49016635015249
94The Investment Center Inc.2548911$137,8743851
93The Strategic Financial Alliance Inc.1755221$348,5293159
92J.W. Cole Financial Inc.47527266$227,5465764
91NEXT Financial Group, Inc.61928129$145,98412364
90The Leaders Group649283$74,0672866
89Kovack Securities, Inc.40520150$176,7086868
88The O.N. Equity Sales Co.8581318$76,8244973
87M Holdings Securities Inc. (M Securities)85616386$259,8794478
86Crown Capital Securities L.P.35712114$114,9332678
85Investment Centers of America Inc.40118454$236,0009682
84Independent Financial Group, LLC58821260$200,7006786
83Sigma Financial Corp.64925317$139,81810594
82American Portfolios Financial Services Inc.81134163$174,8959294
81Hornor, Townsend & Kent, LLC1,01412620$75,2145195
80Investacorp Inc.54615622$199,4807595
79Grove Point Financial, LLC59622245$123,7657797
78KMS Financial Services, Inc.40115437$253,90064100
77United Planners Financial Services53620441$226,38556102
76Geneos Wealth Management Inc.25616069$408,04250105
75Securities Service Network LLC43115256$264,00060116
74Cadaret, Grant & Co. Inc.83031351$195,969110125
73Lincoln Investment Planning, LLC1,12629396$225,453310189
72Triad Advisors, LLC80536775$288,73677207
71Securian Financial Services Inc.1,214469163$209,226150219
70Centaurus Financial, Inc.635346145$228,62585240
69Waddell & Reed Financial Advisors1,906855217$157,342537271
68Kestra Financial, Inc1,712458217$247,581241283
67Voya Financial Advisors Inc.1,990778134$156,005303293
66Equitable Advisors, LLC4,7651,474154$113,292718427
65Signator Investors Inc.2,152733141$111,642160521
64Avantax Investment Services, Inc.4,597582104$71,000300600
63Securities America Inc.2,209832230$207,177587646
62Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
61Cambridge Investment Research, Inc.3,7381,290279$244,238712763
60Northwestern Mutual 5,037823318$107,08501,009
59Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
58Park Avenue Securities LLC
57Wunderlich Securities Inc.50
56WRP Investments Inc.
55Leonard & Co.
54National Securities Corp.
53vFinance Investments Inc.
52Wall Street Access
51Cantella & Co. Inc. 165
50TFS Securities Inc.
49LifeMark Securities Corp.
48Protected Investors of America Inc.
47Synergy Investment Group
46Bolton Global Capital75
45SA Stone650
44Financial Telesis Inc.
43First Republic Securities Co.
42Financial Services International Corp.
41Quincy Cass Associates Inc.
40Packerland Brokerage Services Inc.
39ING Advisor Network Inc.
38Hilltop Securities Independent Network Inc.
37D.A. Davidson & Co.
36Williams Financial Group
35Finance 500 Inc.
34Foresters Equity Services Inc.
33GBS Financial Corp.
32Ausdal Financial Partners
31Equity Services Inc. 480
30Harbor Financial Services LLC
29TriCor Financial LLC
28Cutter & Company, Inc.45
27Correll Co. Investment Services Corp.9
26Calton & Associates Inc.320
25Coordinated Capital Securities Inc.
24Bernardi Securities Inc.
23Allstate Financial Services LLC
22Securities Management and Research214
21World Capital Brokerage, Inc.71
20Century Securities Associates Inc.129
19Capital Analysts Inc.
18Schwab Independent Branch Services (Franchise)
17Edward Jones14,500
16Broker Dealer Financial Services Corp.250
15Berthel Fisher & Co. Financial Services Inc.307
14BCG Securities, Inc.
13Thurston Springer Miller Herd & Titak
12Alden Investment Group
11Arkadios Capital
10Vanderbilt Financial Group
9Advisor Group
8Atria Wealth Solutions
7CoastalOne
6Tower Square Securities Inc.
5Nations Financial Group
4Walnut Street Securities Inc.
3New England Securities Inc.
2MetLife Inc.
1Foothill Securities Inc.

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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