Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▲EmployeesCFPs
113Crown Capital Securities L.P.35712114$114,9332678
112CUNA Brokerage Services Inc.40226878$116,00212248
111Grove Point Financial, LLC59622245$123,7657797
110Trustmont Financial Group Inc.111475$125,0001239
109David A. Noyes & Company86327$126,000347
108Arete Wealth1063011$126,73374
107CFD Investments Inc.2196010$135,4694321
106The Investment Center Inc.2548911$137,8743851
105Sigma Financial Corp.64925317$139,81810594
104NEXT Financial Group, Inc.61928129$145,98412364
103Questar Capital Corp.65127333$152,8008336
102Voya Financial Advisors Inc.1,990778134$156,005303293
101Waddell & Reed Financial Advisors1,906855217$157,342537271
100Cetera Advisors1,52500$160,4281550
99American Portfolios Financial Services Inc.81134163$174,8959294
98Kovack Securities, Inc.40520150$176,7086868
97LPL Financial LLC14,3777,0211,793$182,9273,2880
96Cetera Advisor Networks2,69300$183,0532850
95LaSalle St. Securities LLC31515525$185,0002830
94SagePoint Financial Inc.2,323580110$185,3961800
93Harbour Investments Inc.25111014$190,0002032
92INVEST Financial Corp.1,27845595$193,0001720
91Cadaret, Grant & Co. Inc.83031351$195,969110125
90Nationwide Planning Associates, Inc.101306$197,417186
89Summit Brokerage Services, Inc.52800$198,1301580
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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