Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▲EmployeesCFPs
88Woodbury Financial Services1,73956586$198,8441620
87Investacorp Inc.54615622$199,4807595
86Independent Financial Group, LLC58821260$200,7006786
85Securities America Inc.2,209832230$207,177587646
84Securian Financial Services Inc.1,214469163$209,226150219
83Lincoln Investment Planning, LLC1,12629396$225,453310189
82United Planners Financial Services53620441$226,38556102
81FSC Securities Corp.1,743407119$226,7931370
80J.W. Cole Financial Inc.47527266$227,5465764
79Centaurus Financial, Inc.635346145$228,62585240
78Investment Centers of America Inc.40118454$236,0009682
77First Allied Securities, Inc.81400$238,0311580
76Cambridge Investment Research, Inc.3,7381,290279$244,238712763
75Royal Alliance Associates Inc.2,782627204$244,5542140
74National Planning Corporation (NPC) 1,326518160$245,0001960
73Kestra Financial, Inc1,712458217$247,581241283
72KMS Financial Services, Inc.40115437$253,90064100
71M Holdings Securities Inc. (M Securities)85616386$259,8794478
70SII Investments Inc.55624483$262,000870
69Securities Service Network LLC43115256$264,00060116
68Kalos Capital Inc.1408921$279,1363615
67Triad Advisors, LLC80536775$288,73677207
66Founders Financial75557$321,6631724
65Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
64The Strategic Financial Alliance Inc.1755221$348,5293159
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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