Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▲EmployeesCFPs
63Prospera Financial Services Inc.1357334$381,4325012
62Spire Investment Partners LLC951810$387,9853119
61Geneos Wealth Management Inc.25616069$408,04250105
60Wells Fargo Advisors Financial Network1,404633481$452,040950
59Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
58Wall Street Access
57Cantella & Co. Inc. 165
56TFS Securities Inc.
55ING Advisor Network Inc.
54SA Stone650
53Financial Telesis Inc.
52First Republic Securities Co.
51Financial Services International Corp.
50Quincy Cass Associates Inc.
49Packerland Brokerage Services Inc.
48GBS Financial Corp.
47D.A. Davidson & Co.
46Williams Financial Group
45Finance 500 Inc.
44Foresters Equity Services Inc.
43Equity Services Inc. 480
42Ausdal Financial Partners
41Cutter & Company, Inc.45
40Harbor Financial Services LLC
39TriCor Financial LLC
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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