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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▲EmployeesCFPs
138St. Bernard Financial Services Inc.6100024
137Capital Investment Co.18500000
136Quest Capital Strategies Inc. 31700000
135Ameriprise Financial Services, LLC7,66800000
134Lincoln Financial Network8,8850007360
133PlanMember Securities Corp.49016635015249
132Transamerica Financial Advisors, Inc.3,30200000
131Infinity Financial Services 5080$59,03754
130Fortune Financial Services, Inc.294322$63,051119
129Avantax Investment Services, Inc.4,597582104$71,000300600
128Principal Securities, Inc. 1,95931220$74,0072430
127The Leaders Group649283$74,0672866
126MML Investors Services, LLC4,43666587$74,8622020
125Cetera Financial Specialists1,27800$75,007980
124Hornor, Townsend & Kent, LLC1,01412620$75,2145195
123The O.N. Equity Sales Co.8581318$76,8244973
122Trutoro1430$95,70021
121Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
120Concourse Financial Group Securities, Inc.1,09919027$96,2121120
119SCF Securities Inc.148435$105,6862617
118Northwestern Mutual 5,037823318$107,08501,009
117Cetera Financial Institutions1,80500$108,6153160
116Signator Investors Inc.2,152733141$111,642160521
115Parkland Securities, LLC47110811$112,46410529
114Equitable Advisors, LLC4,7651,474154$113,292718427
113Crown Capital Securities L.P.35712114$114,9332678
112CUNA Brokerage Services Inc.40226878$116,00212248
111Grove Point Financial, LLC59622245$123,7657797
110Trustmont Financial Group Inc.111475$125,0001239
109David A. Noyes & Company86327$126,000347
108Arete Wealth1063011$126,73374
107CFD Investments Inc.2196010$135,4694321
106The Investment Center Inc.2548911$137,8743851
105Sigma Financial Corp.64925317$139,81810594
104NEXT Financial Group, Inc.61928129$145,98412364
103Questar Capital Corp.65127333$152,8008336
102Voya Financial Advisors Inc.1,990778134$156,005303293
101Waddell & Reed Financial Advisors1,906855217$157,342537271
100Cetera Advisors1,52500$160,4281550
99American Portfolios Financial Services Inc.81134163$174,8959294
98Kovack Securities, Inc.40520150$176,7086868
97LPL Financial LLC14,3777,0211,793$182,9273,2880
96Cetera Advisor Networks2,69300$183,0532850
95LaSalle St. Securities LLC31515525$185,0002830
94SagePoint Financial Inc.2,323580110$185,3961800
93Harbour Investments Inc.25111014$190,0002032
92INVEST Financial Corp.1,27845595$193,0001720
91Cadaret, Grant & Co. Inc.83031351$195,969110125
90Nationwide Planning Associates, Inc.101306$197,417186
89Summit Brokerage Services, Inc.52800$198,1301580
88Woodbury Financial Services1,73956586$198,8441620
87Investacorp Inc.54615622$199,4807595
86Independent Financial Group, LLC58821260$200,7006786
85Securities America Inc.2,209832230$207,177587646
84Securian Financial Services Inc.1,214469163$209,226150219
83Lincoln Investment Planning, LLC1,12629396$225,453310189
82United Planners Financial Services53620441$226,38556102
81FSC Securities Corp.1,743407119$226,7931370
80J.W. Cole Financial Inc.47527266$227,5465764
79Centaurus Financial, Inc.635346145$228,62585240
78Investment Centers of America Inc.40118454$236,0009682
77First Allied Securities, Inc.81400$238,0311580
76Cambridge Investment Research, Inc.3,7381,290279$244,238712763
75Royal Alliance Associates Inc.2,782627204$244,5542140
74National Planning Corporation (NPC) 1,326518160$245,0001960
73Kestra Financial, Inc1,712458217$247,581241283
72KMS Financial Services, Inc.40115437$253,90064100
71M Holdings Securities Inc. (M Securities)85616386$259,8794478
70SII Investments Inc.55624483$262,000870
69Securities Service Network LLC43115256$264,00060116
68Kalos Capital Inc.1408921$279,1363615
67Triad Advisors, LLC80536775$288,73677207
66Founders Financial75557$321,6631724
65Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
64The Strategic Financial Alliance Inc.1755221$348,5293159
63Prospera Financial Services Inc.1357334$381,4325012
62Spire Investment Partners LLC951810$387,9853119
61Geneos Wealth Management Inc.25616069$408,04250105
60Wells Fargo Advisors Financial Network1,404633481$452,040950
59Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
58Wall Street Access
57Cantella & Co. Inc. 165
56TFS Securities Inc.
55ING Advisor Network Inc.
54SA Stone650
53Financial Telesis Inc.
52First Republic Securities Co.
51Financial Services International Corp.
50Quincy Cass Associates Inc.
49Packerland Brokerage Services Inc.
48GBS Financial Corp.
47D.A. Davidson & Co.
46Williams Financial Group
45Finance 500 Inc.
44Foresters Equity Services Inc.
43Equity Services Inc. 480
42Ausdal Financial Partners
41Cutter & Company, Inc.45
40Harbor Financial Services LLC
39TriCor Financial LLC
38Correll Co. Investment Services Corp.9
37Calton & Associates Inc.320
36Coordinated Capital Securities Inc.
35Bernardi Securities Inc.
34Allstate Financial Services LLC
33Securities Management and Research214
32World Capital Brokerage, Inc.71
31Century Securities Associates Inc.129
30Schwab Independent Branch Services (Franchise)
29Edward Jones14,500
28Capital Analysts Inc.
27Broker Dealer Financial Services Corp.250
26Berthel Fisher & Co. Financial Services Inc.307
25BCG Securities, Inc.
24Thurston Springer Miller Herd & Titak
23Alden Investment Group
22Arkadios Capital
21Vanderbilt Financial Group
20Advisor Group
19Atria Wealth Solutions
18CoastalOne
17Hilltop Securities Independent Network Inc.
16Nations Financial Group
15Bolton Global Capital75
14LifeMark Securities Corp.
13Park Avenue Securities LLC
12Wunderlich Securities Inc.50
11WRP Investments Inc.
10Synergy Investment Group
9Leonard & Co.
8MetLife Inc.
7New England Securities Inc.
6Tower Square Securities Inc.
5Walnut Street Securities Inc.
4Foothill Securities Inc.
3Protected Investors of America Inc.
2National Securities Corp.
1vFinance Investments Inc.

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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