Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▲Avg. annual payoutEmployeesCFPs
113Parkland Securities, LLC47110811$112,46410529
112Arete Wealth1063011$126,73374
111Crown Capital Securities L.P.35712114$114,9332678
110Harbour Investments Inc.25111014$190,0002032
109Sigma Financial Corp.64925317$139,81810594
108Principal Securities, Inc. 1,95931220$74,0072430
107Hornor, Townsend & Kent, LLC1,01412620$75,2145195
106The Strategic Financial Alliance Inc.1755221$348,5293159
105Kalos Capital Inc.1408921$279,1363615
104Investacorp Inc.54615622$199,4807595
103LaSalle St. Securities LLC31515525$185,0002830
102Concourse Financial Group Securities, Inc.1,09919027$96,2121120
101NEXT Financial Group, Inc.61928129$145,98412364
100Questar Capital Corp.65127333$152,8008336
99Prospera Financial Services Inc.1357334$381,4325012
98PlanMember Securities Corp.49016635015249
97KMS Financial Services, Inc.40115437$253,90064100
96United Planners Financial Services53620441$226,38556102
95Grove Point Financial, LLC59622245$123,7657797
94Kovack Securities, Inc.40520150$176,7086868
93Cadaret, Grant & Co. Inc.83031351$195,969110125
92Investment Centers of America Inc.40118454$236,0009682
91Securities Service Network LLC43115256$264,00060116
90Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
89Independent Financial Group, LLC58821260$200,7006786
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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