Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▲Avg. annual payoutEmployeesCFPs
63Northwestern Mutual 5,037823318$107,08501,009
62Wells Fargo Advisors Financial Network1,404633481$452,040950
61Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
60Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
59LPL Financial LLC14,3777,0211,793$182,9273,2880
58Park Avenue Securities LLC——————
57Wunderlich Securities Inc.50—————
56National Securities Corp.——————
55vFinance Investments Inc.——————
54Wall Street Access——————
53Cantella & Co. Inc. 165—————
52TFS Securities Inc.——————
51WRP Investments Inc.——————
50Protected Investors of America Inc.——————
49SA Stone650—————
48Financial Telesis Inc.——————
47First Republic Securities Co.——————
46Financial Services International Corp.——————
45Quincy Cass Associates Inc.——————
44Packerland Brokerage Services Inc.——————
43ING Advisor Network Inc.——————
42D.A. Davidson & Co.——————
41Williams Financial Group——————
40Finance 500 Inc.——————
39Foresters Equity Services Inc.——————
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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