Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▲Avg. annual payoutEmployeesCFPs
138Cetera Advisor Networks2,69300$183,0532850
137First Allied Securities, Inc.81400$238,0311580
136Quest Capital Strategies Inc. 31700000
135Cetera Advisors1,52500$160,4281550
134Summit Brokerage Services, Inc.52800$198,1301580
133Ameriprise Financial Services, LLC7,66800000
132Lincoln Financial Network8,8850007360
131Capital Investment Co.18500000
130Trutoro1430$95,70021
129Infinity Financial Services 5080$59,03754
128Cetera Financial Institutions1,80500$108,6153160
127Cetera Financial Specialists1,27800$75,007980
126Transamerica Financial Advisors, Inc.3,30200000
125St. Bernard Financial Services Inc.6100024
124Fortune Financial Services, Inc.294322$63,051119
123The Leaders Group649283$74,0672866
122Trustmont Financial Group Inc.111475$125,0001239
121SCF Securities Inc.148435$105,6862617
120Nationwide Planning Associates, Inc.101306$197,417186
119Founders Financial75557$321,6631724
118David A. Noyes & Company86327$126,000347
117The O.N. Equity Sales Co.8581318$76,8244973
116CFD Investments Inc.2196010$135,4694321
115Spire Investment Partners LLC951810$387,9853119
114The Investment Center Inc.2548911$137,8743851
113Parkland Securities, LLC47110811$112,46410529
112Arete Wealth1063011$126,73374
111Crown Capital Securities L.P.35712114$114,9332678
110Harbour Investments Inc.25111014$190,0002032
109Sigma Financial Corp.64925317$139,81810594
108Principal Securities, Inc. 1,95931220$74,0072430
107Hornor, Townsend & Kent, LLC1,01412620$75,2145195
106The Strategic Financial Alliance Inc.1755221$348,5293159
105Kalos Capital Inc.1408921$279,1363615
104Investacorp Inc.54615622$199,4807595
103LaSalle St. Securities LLC31515525$185,0002830
102Concourse Financial Group Securities, Inc.1,09919027$96,2121120
101NEXT Financial Group, Inc.61928129$145,98412364
100Questar Capital Corp.65127333$152,8008336
99Prospera Financial Services Inc.1357334$381,4325012
98PlanMember Securities Corp.49016635015249
97KMS Financial Services, Inc.40115437$253,90064100
96United Planners Financial Services53620441$226,38556102
95Grove Point Financial, LLC59622245$123,7657797
94Kovack Securities, Inc.40520150$176,7086868
93Cadaret, Grant & Co. Inc.83031351$195,969110125
92Investment Centers of America Inc.40118454$236,0009682
91Securities Service Network LLC43115256$264,00060116
90Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
89Independent Financial Group, LLC58821260$200,7006786
88American Portfolios Financial Services Inc.81134163$174,8959294
87J.W. Cole Financial Inc.47527266$227,5465764
86Geneos Wealth Management Inc.25616069$408,04250105
85Triad Advisors, LLC80536775$288,73677207
84CUNA Brokerage Services Inc.40226878$116,00212248
83SII Investments Inc.55624483$262,000870
82M Holdings Securities Inc. (M Securities)85616386$259,8794478
81Woodbury Financial Services1,73956586$198,8441620
80MML Investors Services, LLC4,43666587$74,8622020
79INVEST Financial Corp.1,27845595$193,0001720
78Lincoln Investment Planning, LLC1,12629396$225,453310189
77Avantax Investment Services, Inc.4,597582104$71,000300600
76SagePoint Financial Inc.2,323580110$185,3961800
75FSC Securities Corp.1,743407119$226,7931370
74Voya Financial Advisors Inc.1,990778134$156,005303293
73Signator Investors Inc.2,152733141$111,642160521
72Centaurus Financial, Inc.635346145$228,62585240
71Equitable Advisors, LLC4,7651,474154$113,292718427
70National Planning Corporation (NPC) 1,326518160$245,0001960
69Securian Financial Services Inc.1,214469163$209,226150219
68Royal Alliance Associates Inc.2,782627204$244,5542140
67Kestra Financial, Inc1,712458217$247,581241283
66Waddell & Reed Financial Advisors1,906855217$157,342537271
65Securities America Inc.2,209832230$207,177587646
64Cambridge Investment Research, Inc.3,7381,290279$244,238712763
63Northwestern Mutual 5,037823318$107,08501,009
62Wells Fargo Advisors Financial Network1,404633481$452,040950
61Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
60Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
59LPL Financial LLC14,3777,0211,793$182,9273,2880
58Park Avenue Securities LLC
57Wunderlich Securities Inc.50
56National Securities Corp.
55vFinance Investments Inc.
54Wall Street Access
53Cantella & Co. Inc. 165
52TFS Securities Inc.
51WRP Investments Inc.
50Protected Investors of America Inc.
49SA Stone650
48Financial Telesis Inc.
47First Republic Securities Co.
46Financial Services International Corp.
45Quincy Cass Associates Inc.
44Packerland Brokerage Services Inc.
43ING Advisor Network Inc.
42D.A. Davidson & Co.
41Williams Financial Group
40Finance 500 Inc.
39Foresters Equity Services Inc.
38GBS Financial Corp.
37Ausdal Financial Partners
36Equity Services Inc. 480
35Harbor Financial Services LLC
34TriCor Financial LLC
33Cutter & Company, Inc.45
32Correll Co. Investment Services Corp.9
31Calton & Associates Inc.320
30Coordinated Capital Securities Inc.
29Bernardi Securities Inc.
28Allstate Financial Services LLC
27Securities Management and Research214
26World Capital Brokerage, Inc.71
25Century Securities Associates Inc.129
24Capital Analysts Inc.
23Schwab Independent Branch Services (Franchise)
22Edward Jones14,500
21Broker Dealer Financial Services Corp.250
20Berthel Fisher & Co. Financial Services Inc.307
19BCG Securities, Inc.
18Thurston Springer Miller Herd & Titak
17Alden Investment Group
16Arkadios Capital
15Vanderbilt Financial Group
14Advisor Group
13Atria Wealth Solutions
12CoastalOne
11Nations Financial Group
10Synergy Investment Group
9Hilltop Securities Independent Network Inc.
8Leonard & Co.
7MetLife Inc.
6New England Securities Inc.
5Tower Square Securities Inc.
4Walnut Street Securities Inc.
3Bolton Global Capital75
2Foothill Securities Inc.
1LifeMark Securities Corp.

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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