Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm ▼ Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
63Lincoln Investment Planning, LLC1,12629396$225,453310189
62LPL Financial LLC14,3777,0211,793$182,9273,2880
61M Holdings Securities Inc. (M Securities)85616386$259,8794478
60MetLife Inc.——————
59MML Investors Services, LLC4,43666587$74,8622020
58National Planning Corporation (NPC) 1,326518160$245,0001960
57National Securities Corp.——————
56Nations Financial Group——————
55Nationwide Planning Associates, Inc.101306$197,417186
54New England Securities Inc.——————
53NEXT Financial Group, Inc.61928129$145,98412364
52Northwestern Mutual 5,037823318$107,08501,009
51The O.N. Equity Sales Co.8581318$76,8244973
50Packerland Brokerage Services Inc.——————
49Park Avenue Securities LLC——————
48Parkland Securities, LLC47110811$112,46410529
47PlanMember Securities Corp.49016635015249
46Principal Securities, Inc. 1,95931220$74,0072430
45Prospera Financial Services Inc.1357334$381,4325012
44Protected Investors of America Inc.——————
43Quest Capital Strategies Inc. 31700000
42Questar Capital Corp.65127333$152,8008336
41Quincy Cass Associates Inc.——————
40Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
39Royal Alliance Associates Inc.2,782627204$244,5542140
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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