Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm ▲ Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
26St. Bernard Financial Services Inc.6100024
27Spire Investment Partners LLC951810$387,9853119
28SII Investments Inc.55624483$262,000870
29Signator Investors Inc.2,152733141$111,642160521
30Sigma Financial Corp.64925317$139,81810594
31Securities Service Network LLC43115256$264,00060116
32Securities Management and Research214—————
33Securities America Inc.2,209832230$207,177587646
34Securian Financial Services Inc.1,214469163$209,226150219
35Schwab Independent Branch Services (Franchise)——————
36SCF Securities Inc.148435$105,6862617
37SagePoint Financial Inc.2,323580110$185,3961800
38SA Stone650—————
39Royal Alliance Associates Inc.2,782627204$244,5542140
40Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
41Quincy Cass Associates Inc.——————
42Questar Capital Corp.65127333$152,8008336
43Quest Capital Strategies Inc. 31700000
44Protected Investors of America Inc.——————
45Prospera Financial Services Inc.1357334$381,4325012
46Principal Securities, Inc. 1,95931220$74,0072430
47PlanMember Securities Corp.49016635015249
48Parkland Securities, LLC47110811$112,46410529
49Park Avenue Securities LLC——————
50Packerland Brokerage Services Inc.——————
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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