Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Wunderlich Securities Inc.50
2WRP Investments Inc.
3World Capital Brokerage, Inc.71
4Woodbury Financial Services1,73956586$198,8441620
5Williams Financial Group
6Wells Fargo Advisors Financial Network1,404633481$452,040950
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors1,906855217$157,342537271
10Voya Financial Advisors Inc.1,990778134$156,005303293
11vFinance Investments Inc.
12Vanderbilt Financial Group
13United Planners Financial Services53620441$226,38556102
14Trutoro1430$95,70021
15Trustmont Financial Group Inc.111475$125,0001239
16TriCor Financial LLC
17Triad Advisors, LLC80536775$288,73677207
18Transamerica Financial Advisors, Inc.3,30200000
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak
21The Leaders Group649283$74,0672866
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.52800$198,1301580
25The Strategic Financial Alliance Inc.1755221$348,5293159
26St. Bernard Financial Services Inc.6100024
27Spire Investment Partners LLC951810$387,9853119
28SII Investments Inc.55624483$262,000870
29Signator Investors Inc.2,152733141$111,642160521
30Sigma Financial Corp.64925317$139,81810594
31Securities Service Network LLC43115256$264,00060116
32Securities Management and Research214
33Securities America Inc.2,209832230$207,177587646
34Securian Financial Services Inc.1,214469163$209,226150219
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.148435$105,6862617
37SagePoint Financial Inc.2,323580110$185,3961800
38SA Stone650
39Royal Alliance Associates Inc.2,782627204$244,5542140
40Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
41Quincy Cass Associates Inc.
42Questar Capital Corp.65127333$152,8008336
43Quest Capital Strategies Inc. 31700000
44Protected Investors of America Inc.
45Prospera Financial Services Inc.1357334$381,4325012
46Principal Securities, Inc. 1,95931220$74,0072430
47PlanMember Securities Corp.49016635015249
48Parkland Securities, LLC47110811$112,46410529
49Park Avenue Securities LLC
50Packerland Brokerage Services Inc.
51The O.N. Equity Sales Co.8581318$76,8244973
52Northwestern Mutual 5,037823318$107,08501,009
53NEXT Financial Group, Inc.61928129$145,98412364
54New England Securities Inc.
55Nationwide Planning Associates, Inc.101306$197,417186
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC) 1,326518160$245,0001960
59MML Investors Services, LLC4,43666587$74,8622020
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)85616386$259,8794478
62LPL Financial LLC14,3777,0211,793$182,9273,2880
63Lincoln Investment Planning, LLC1,12629396$225,453310189
64Lincoln Financial Network8,8850007360
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC31515525$185,0002830
68Kovack Securities, Inc.40520150$176,7086868
69KMS Financial Services, Inc.40115437$253,90064100
70Kestra Financial, Inc1,712458217$247,581241283
71Kalos Capital Inc.1408921$279,1363615
72J.W. Cole Financial Inc.47527266$227,5465764
73Investment Centers of America Inc.40118454$236,0009682
74The Investment Center Inc.2548911$137,8743851
75Investacorp Inc.54615622$199,4807595
76INVEST Financial Corp.1,27845595$193,0001720
77ING Advisor Network Inc.
78Infinity Financial Services 5080$59,03754
79Independent Financial Group, LLC58821260$200,7006786
80Hornor, Townsend & Kent, LLC1,01412620$75,2145195
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.25111014$190,0002032
83Harbor Financial Services LLC
84Grove Point Financial, LLC59622245$123,7657797
85Geneos Wealth Management Inc.25616069$408,04250105
86GBS Financial Corp.
87FSC Securities Corp.1,743407119$226,7931370
88Founders Financial75557$321,6631724
89Fortune Financial Services, Inc.294322$63,051119
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.81400$238,0311580
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 480
98Equitable Advisors, LLC4,7651,474154$113,292718427
99Edward Jones14,500
100David A. Noyes & Company86327$126,000347
101D.A. Davidson & Co.
102Cutter & Company, Inc.45
103CUNA Brokerage Services Inc.40226878$116,00212248
104Crown Capital Securities L.P.35712114$114,9332678
105Correll Co. Investment Services Corp.9
106Coordinated Capital Securities Inc.
107Concourse Financial Group Securities, Inc.1,09919027$96,2121120
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
109CoastalOne
110CFD Investments Inc.2196010$135,4694321
111Cetera Financial Specialists1,27800$75,007980
112Cetera Financial Institutions1,80500$108,6153160
113Cetera Advisors1,52500$160,4281550
114Cetera Advisor Networks2,69300$183,0532850
115Century Securities Associates Inc.129
116Centaurus Financial, Inc.635346145$228,62585240
117Capital Investment Co.18500000
118Capital Analysts Inc.
119Cantella & Co. Inc. 165
120Cambridge Investment Research, Inc.3,7381,290279$244,238712763
121Calton & Associates Inc.320
122Cadaret, Grant & Co. Inc.83031351$195,969110125
123Broker Dealer Financial Services Corp.250
124Bolton Global Capital75
125Berthel Fisher & Co. Financial Services Inc.307
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.4,597582104$71,000300600
129Ausdal Financial Partners
130Atria Wealth Solutions
131Arkadios Capital
132Arete Wealth1063011$126,73374
133Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
134Ameriprise Financial Services, LLC7,66800000
135American Portfolios Financial Services Inc.81134163$174,8959294
136Allstate Financial Services LLC
137Alden Investment Group
138Advisor Group

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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