RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
701Johnston & Associates Inc$2,350,710$162,792,135$147,501,526$310,293,661
702Sterneck Capital Management$350,882$309,828,870$0$309,828,870
703Cambridge Connection Inc$176,926$308,204,679$0$308,204,679
704Van Strum & Towne Inc$969,057$247,532,000$60,628,000$308,160,000
705GFS Private Wealth$459,182$304,771,022$3,340,255$308,111,277
706McRae Capital Management Inc.$645,168$301,991,267$5,754,065$307,745,332
707Harbour Capital Advisors$1,921,362$307,417,948$0$307,417,948
708Rockwood Wealth Management$281,646$290,781,626$16,212,580$306,994,206
709Buffington Mohr Mcneal$346,714$306,148,800$0$306,148,800
710Goodman Financial Corporation$1,521,569$305,835,331$0$305,835,331
711Advisors Management Group Inc$97,633$272,517,353$32,584,905$305,102,258
712Rock Point Advisors$658,797$304,128,700$894,254$305,022,954
713Eidelman Virant Capital$1,051,724$305,000,000$0$305,000,000
714Tellone Management Group Inc$294,445$304,455,830$0$304,455,830
715Financial Designs Corporation$274,902$243,167,000$61,150,000$304,317,000
716Ifrah Financial Services, Inc.$463,751$303,756,744$0$303,756,744
717Wall Street Access Asset Management$1,157,948$303,382,417$0$303,382,417
718Rootstock Investment Management.$1,763,077$170,823,817$132,425,509$303,249,326
719Watermark Asset Management, Inc.$289,722$301,890,000$0$301,890,000
720Asset Strategies, Inc.$1,294,440$301,604,616$0$301,604,616
721Garrison Financial Corporation$506,483$299,953,403$1,404,101$301,357,504
722Cahaba Wealth Management, Inc.$351,863$301,195,054$0$301,195,054
723Ulland Investment Advisors$624,677$299,333,700$511,282$299,844,982
724Donnelly Wealth Advisors$320,792$238,484,801$61,134,881$299,619,682
725Epsilon Financial Group, Inc.$303,211$299,269,363$0$299,269,363
726KHC Wealth Management$276,833$298,702,877$0$298,702,877
727Insight Wealth Partners$695,985$298,124,186$453,201$298,577,387
728Anthony Smith Advisors, Inc.$536,835$166,685,380$131,257,897$297,943,277
729Kuhn Advisors, Inc.$2,264,390$294,370,753$0$294,370,753
730Peak Financial Management Inc$180,591$294,183,293$0$294,183,293
731Capital Design Associates, Inc.$280,715$0$293,908,741$293,908,741
732Laidlaw Group$749,361$244,000,000$49,000,000$293,000,000
733Avant-Garde Advisors Llc$306,755$283,209,950$8,207,213$291,417,163
734Kutscher Rhodes & Benner, Inc.$1,420,488$257,500,000$33,700,000$291,200,000
735Peregrine Asset Advisers, Inc.$300,871$284,891,510$5,749,425$290,640,935
736Hart Capital Management, Inc.$641,355$274,613,215$15,920,758$290,533,973
737The Joseph Group Capital Management$904,178$290,241,000$0$290,241,000
738HHM Wealth Advisors$174,939$279,100,000$9,900,000$289,000,000
739Renaissance Investment Group$729,203$279,319,270$9,445,219$288,764,489
740Aldebaran Financial Inc$430,038$288,555,255$0$288,555,255
741Boston Research and Management, Inc.$774,930$288,274,110$0$288,274,110
742Herbein Wealth Management$266,683$286,291,092$1,726,913$288,018,005
743Parker Carlson & Johnson$864,865$247,000,000$41,000,000$288,000,000
744North Berkeley Investment Partners$268,783$277,409,755$10,457,140$287,866,895
745Opes Advisors, Inc.$362,247$286,900,000$0$286,900,000
746Birchwood Financial Partners$239,391$273,624,197$13,165,811$286,790,008
747Delta Wealth Management$1,418,232$218,539,820$67,943,014$286,482,834
748Cambridge Advisors Inc$389,468$270,558,792$15,311,042$285,869,834
749Compass Financial Group, Inc.$867,922$285,546,250$0$285,546,250
750Kays Financial Advisory Corp$208,074$258,953,388$25,484,161$284,437,549
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Showing 701 to 750 of 1,606 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.