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RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
701Wheeler Frost Associates Inc.$372,232$178,283,783$10,065,728$188,349,511
702Partners In Financial Planning LLC$190,398$187,732,452N/A$187,732,452
703Geier Asset Management Inc.$461,125$173,476,000$14,202,000$187,678,000
704Chronogram Corporation$893,474$112,797,929$74,831,570$187,629,499
705Hopwood Financial Services Inc.$430,004$180,049,669$7,432,269$187,481,938
706Steven L. Pomeranz Financial Management Inc.$398,536$187,312,020N/A$187,312,020
707Rappaport Reiches Capital Management,$426,963$187,009,959N/A$187,009,959
708Gibraltar Capital Management Inc.$2,308,396$184,726,906$2,253,142$186,980,048
709Wechter Feldman Wealth Management Inc.$262,392$169,506,968$17,316,083$186,823,051
710Regency Investment Advisors Inc.$244,244$180,598,143$5,759,904$186,358,047
711Commonwealth Advisory GroupLtd.$311,247N/A$186,125,711$186,125,711
712Colorado Financial Management Inc.$338,182$186,000,000N/A$186,000,000
713SmithSalley & Associates LLC$600,336$185,503,732N/A$185,503,732
714Monument Financial Advisors LLC$1,383,317$122,385,917$62,978,524$185,364,441
715Gutt Financial Management LLC$359,160$174,184,799$11,142,007$185,326,806
716Cloud Capital LLC$63,831$82,084,365$103,215,679$185,300,044
717Fee-Only Financial PlanningL.C.$375,790$177,388,224$7,500,538$184,888,762
718Stevens Wealth Management LLC$1,904,728$184,758,607N/A$184,758,607
719MillerGesko & Company Inc.$519,779$63,245,489$121,276,039$184,521,528
720Lifeplan Financial Group Inc.$403,144$178,776,600$5,460,000$184,236,600
721Prairieview Partners LLC$233,819$183,782,000N/A$183,782,000
722Vintage Financial Services LLC$683,653$183,219,000N/A$183,219,000
723Long Wharf Investors$1,438,447$182,682,742N/A$182,682,742
724Transitions Wealth Management LLC$142,114$182,474,716N/A$182,474,716
725Empirical Wealth Management LLC$248,329$173,618,505$8,406,500$182,025,005
726Financial Horizons-Wealth Building Strategies LLC$1,062,553$162,803,644$18,892,908$181,696,552
727Anthony Smith Advisors Inc.$372,399$79,513,271$101,844,847$181,358,118
728Cypress Wealth Management LLC$949,610$177,621,342$2,804,619$180,425,961
729Watermark Asset Management Inc.$195,258$180,418,000N/A$180,418,000
730Kam Advisors$500,668$180,240,523N/A$180,240,523
731Grubman Wealth Management$301,364$180,215,719N/A$180,215,719
732Claris Advisors LLC$436,215$160,490,117$19,230,271$179,720,388
733Investors Asset Management Inc.$349,368$179,575,005N/A$179,575,005
734Investor'S Capital Management LLC$209,599$168,347,054$10,860,164$179,207,218
735Team Financial Managers$221,530$178,996,293N/A$178,996,293
736Tobias Financial Advisors$1,569,550$164,302,334$14,626,401$178,928,735
737Paulahogan$291,817N/A$178,008,361$178,008,361
738Jentner Wealth Management$1,259,105$177,533,838N/A$177,533,838
739Blume Capital Management Inc.$348,289$177,279,137N/A$177,279,137
740Nova Wealth Management Group LLC$1,565,843$176,615,456$324,847$176,940,303
741Lowder Brian D Inc.$339,260$176,156,214$259,140$176,415,354
742Pineno Levin & Ford Asset Management Inc.$602,048$168,894,298$6,903,740$175,798,038
743Asset Advisory Group Inc.$1,597,486N/A$175,723,413$175,723,413
744Mcilrath & Eck LLC$350,000$75,000,000$100,000,000$175,000,000
745Atlas Capital Advisors LLC$1,166,667$147,000,000$28,000,000$175,000,000
746Hatton Consulting Inc.$365,412$174,301,420N/A$174,301,420
747Benson L K & Co P C$3,870,842N/A$174,187,911$174,187,911
748True Capital Management$807,774$170,122,969$3,548,362$173,671,331
749Comprehensive Personal Financial Advisors$456,216$172,353,000$1,009,000$173,362,000
750Mkd Wealth Coaches$163,878$169,735,456$3,320,202$173,055,658
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For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.