RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
701Leonard Rickey Investment Advisors, PLLC$240,988$457,737,833$22,310,838$480,048,671
702Monterey Private Wealth, Inc.$335,766$442,121,909$37,688,327$479,810,236
703Fulcrum Capital, LLC$2,209,476$424,689,951$54,766,332$479,456,283
704Lodestar Private Asset Management$563,268$461,281,952$18,058,737$479,340,689
705Quadrant Capital Management$789,859$477,336,050$1,318,638$478,654,688
706Partners In Financial Planning$284,183$478,563,672$0$478,563,672
707NewFocus Financial Group$379,779$477,762,280$0$477,762,280
708The Arkansas Financial Group, Inc.$376,952$476,843,824$0$476,843,824
709Atlas Capital Advisors$1,653,691$476,263,000$0$476,263,000
710Clayton Wealth Partners$348,186$475,970,539$0$475,970,539
711Harris Financial Advisors, Inc.$432,439$460,072,207$15,178,551$475,250,758
712Paradigm Financial Advisors$319,719$406,151,815$67,672,374$473,824,189
713Franklin, Parlapiano, Turner & Welch$1,330,231$470,103,521$2,128,598$472,232,119
714Via Global Advisors LLC$15,223,684$67,852,659$404,081,538$471,934,197
715GDM Advisory Group Ltd$567,952$471,400,000$0$471,400,000
716Roof Advisory Group, Inc.$2,076,044$433,214,276$38,047,775$471,262,051
717Starfire Investment Advisers Inc$465,147$469,268,000$996,100$470,264,100
718Mraz, Amerine & Associates, Inc.$239,261$467,276,264$0$467,276,264
719Rappaport Reiches Capital Management,$484,387$466,465,059$0$466,465,059
720Sweetwater Investments Inc$2,059,137$347,856,000$117,509,000$465,365,000
721Buckley Wealth Management, LLC$739,650$444,100,000$20,400,000$464,500,000
722Conlon Dart Wealth Management$1,725,674$464,206,285$0$464,206,285
723Berkshire Money Management, Inc.$882,488$464,188,557$0$464,188,557
724ISI Financial Group Inc$280,751$460,151,658$0$460,151,658
725Optimum Investment Advisors$571,408$459,412,088$0$459,412,088
726Firestone Capital Management Inc$458,084$455,400,000$3,600,000$459,000,000
727Shulman Demeo Asset Management, LLC$567,009$404,186,688$53,956,678$458,143,366
728Pettyjohn, Wood & White, Inc.$602,765$455,690,100$0$455,690,100
729ClearRock Capital$542,430$453,741,609$1,899,276$455,640,885
730Ashford Advisors$2,024,107$341,748,734$113,675,290$455,424,024
731Biltmore Capital Advisors$589,378$379,000,000$76,000,000$455,000,000
732Blue Ocean Capital$1,081,552$454,251,965$0$454,251,965
733Sherpa Investment Management$271,143$451,453,000$0$451,453,000
734RS Crum Inc.$588,159$439,211,928$11,905,660$451,117,588
735Vantage Financial Partners Limited$538,925$444,107,575$6,972,700$451,080,275
736Exchange Capital Management Inc$535,438$448,903,074$1,935,910$450,838,984
737Chatham Capital Group Inc$1,100,257$450,005,224$0$450,005,224
738Waypoint Wealth Partners$818,974$449,616,693$0$449,616,693
739Galecki Financial Management Inc$261,428$449,134,090$0$449,134,090
740Allen Capital Group, LLC$90,869$449,074,991$0$449,074,991
741Smith Capital Management Inc$523,637$443,157,335$5,599,523$448,756,858
742Cooper/Haims Advisors$421,356$445,795,085$0$445,795,085
743Personal Financial Management$2,394,916$276,886,065$168,568,374$445,454,439
744A. N. Culbertson & Company, Inc.$515,682$435,362,000$9,156,000$444,518,000
745Frisch Financial Group, Inc.$356,467$367,883,978$73,778,389$441,662,367
746TBH Global Asset Management, LLC$323,957$427,509,764$13,072,320$440,582,084
747CCG Asset Management, LLC$8,638,615$440,569,345$0$440,569,345
748Weatherstone Capital Management$191,590$436,996,616$3,085,045$440,081,661
749Hanson & Doremus Investment Management$465,694$404,675,615$34,939,136$439,614,751
750Regency Investment Advisors Inc$369,390$424,448,196$15,125,533$439,573,729
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Showing 701 to 750 of 2,172 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.

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