Sponsored By
RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 701 | Wheeler Frost Associates Inc. | $372,232 | $178,283,783 | $10,065,728 | $188,349,511 |
| 702 | Partners In Financial Planning LLC | $190,398 | $187,732,452 | N/A | $187,732,452 |
| 703 | Geier Asset Management Inc. | $461,125 | $173,476,000 | $14,202,000 | $187,678,000 |
| 704 | Chronogram Corporation | $893,474 | $112,797,929 | $74,831,570 | $187,629,499 |
| 705 | Hopwood Financial Services Inc. | $430,004 | $180,049,669 | $7,432,269 | $187,481,938 |
| 706 | Steven L. Pomeranz Financial Management Inc. | $398,536 | $187,312,020 | N/A | $187,312,020 |
| 707 | Rappaport Reiches Capital Management, | $426,963 | $187,009,959 | N/A | $187,009,959 |
| 708 | Gibraltar Capital Management Inc. | $2,308,396 | $184,726,906 | $2,253,142 | $186,980,048 |
| 709 | Wechter Feldman Wealth Management Inc. | $262,392 | $169,506,968 | $17,316,083 | $186,823,051 |
| 710 | Regency Investment Advisors Inc. | $244,244 | $180,598,143 | $5,759,904 | $186,358,047 |
| 711 | Commonwealth Advisory GroupLtd. | $311,247 | N/A | $186,125,711 | $186,125,711 |
| 712 | Colorado Financial Management Inc. | $338,182 | $186,000,000 | N/A | $186,000,000 |
| 713 | SmithSalley & Associates LLC | $600,336 | $185,503,732 | N/A | $185,503,732 |
| 714 | Monument Financial Advisors LLC | $1,383,317 | $122,385,917 | $62,978,524 | $185,364,441 |
| 715 | Gutt Financial Management LLC | $359,160 | $174,184,799 | $11,142,007 | $185,326,806 |
| 716 | Cloud Capital LLC | $63,831 | $82,084,365 | $103,215,679 | $185,300,044 |
| 717 | Fee-Only Financial PlanningL.C. | $375,790 | $177,388,224 | $7,500,538 | $184,888,762 |
| 718 | Stevens Wealth Management LLC | $1,904,728 | $184,758,607 | N/A | $184,758,607 |
| 719 | MillerGesko & Company Inc. | $519,779 | $63,245,489 | $121,276,039 | $184,521,528 |
| 720 | Lifeplan Financial Group Inc. | $403,144 | $178,776,600 | $5,460,000 | $184,236,600 |
| 721 | Prairieview Partners LLC | $233,819 | $183,782,000 | N/A | $183,782,000 |
| 722 | Vintage Financial Services LLC | $683,653 | $183,219,000 | N/A | $183,219,000 |
| 723 | Long Wharf Investors | $1,438,447 | $182,682,742 | N/A | $182,682,742 |
| 724 | Transitions Wealth Management LLC | $142,114 | $182,474,716 | N/A | $182,474,716 |
| 725 | Empirical Wealth Management LLC | $248,329 | $173,618,505 | $8,406,500 | $182,025,005 |
| 726 | Financial Horizons-Wealth Building Strategies LLC | $1,062,553 | $162,803,644 | $18,892,908 | $181,696,552 |
| 727 | Anthony Smith Advisors Inc. | $372,399 | $79,513,271 | $101,844,847 | $181,358,118 |
| 728 | Cypress Wealth Management LLC | $949,610 | $177,621,342 | $2,804,619 | $180,425,961 |
| 729 | Watermark Asset Management Inc. | $195,258 | $180,418,000 | N/A | $180,418,000 |
| 730 | Kam Advisors | $500,668 | $180,240,523 | N/A | $180,240,523 |
| 731 | Grubman Wealth Management | $301,364 | $180,215,719 | N/A | $180,215,719 |
| 732 | Claris Advisors LLC | $436,215 | $160,490,117 | $19,230,271 | $179,720,388 |
| 733 | Investors Asset Management Inc. | $349,368 | $179,575,005 | N/A | $179,575,005 |
| 734 | Investor'S Capital Management LLC | $209,599 | $168,347,054 | $10,860,164 | $179,207,218 |
| 735 | Team Financial Managers | $221,530 | $178,996,293 | N/A | $178,996,293 |
| 736 | Tobias Financial Advisors | $1,569,550 | $164,302,334 | $14,626,401 | $178,928,735 |
| 737 | Paulahogan | $291,817 | N/A | $178,008,361 | $178,008,361 |
| 738 | Jentner Wealth Management | $1,259,105 | $177,533,838 | N/A | $177,533,838 |
| 739 | Blume Capital Management Inc. | $348,289 | $177,279,137 | N/A | $177,279,137 |
| 740 | Nova Wealth Management Group LLC | $1,565,843 | $176,615,456 | $324,847 | $176,940,303 |
| 741 | Lowder Brian D Inc. | $339,260 | $176,156,214 | $259,140 | $176,415,354 |
| 742 | Pineno Levin & Ford Asset Management Inc. | $602,048 | $168,894,298 | $6,903,740 | $175,798,038 |
| 743 | Asset Advisory Group Inc. | $1,597,486 | N/A | $175,723,413 | $175,723,413 |
| 744 | Mcilrath & Eck LLC | $350,000 | $75,000,000 | $100,000,000 | $175,000,000 |
| 745 | Atlas Capital Advisors LLC | $1,166,667 | $147,000,000 | $28,000,000 | $175,000,000 |
| 746 | Hatton Consulting Inc. | $365,412 | $174,301,420 | N/A | $174,301,420 |
| 747 | Benson L K & Co P C | $3,870,842 | N/A | $174,187,911 | $174,187,911 |
| 748 | True Capital Management | $807,774 | $170,122,969 | $3,548,362 | $173,671,331 |
| 749 | Comprehensive Personal Financial Advisors | $456,216 | $172,353,000 | $1,009,000 | $173,362,000 |
| 750 | Mkd Wealth Coaches | $163,878 | $169,735,456 | $3,320,202 | $173,055,658 |
Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.
For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.