RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
401HeadInvest$665,687$500,596,729$0$500,596,729
402GKFO$3,166,304$221,549,000$278,727,000$500,276,000
403Shine Investment Advisory Services Inc$431,039$491,819,380$7,754,377$499,573,757
404Wallington Asset Management$972,899$499,097,431$0$499,097,431
405Promus Capital$642,788$203,695,920$294,464,640$498,160,560
406Doyle Wealth Management, Inc.$420,903$489,375,124$8,553,049$497,928,173
407Cypress Wealth Management$2,451,083$348,521,122$146,597,676$495,118,798
408Schaefer Financial Management, Inc.$299,101$0$491,123,896$491,123,896
409Silveroak Wealth Management$625,454$452,213,571$37,516,819$489,730,390
410John E. Sestina and Company$179,139$0$488,511,169$488,511,169
411West Coast Financial$807,279$486,788,956$0$486,788,956
412Sigma Investment Management Company$753,597$483,336,512$1,980,007$485,316,519
413Cohen Capital Management Inc$5,059,986$480,698,699$0$480,698,699
414MTX Wealth Management$732,406$480,458,135$0$480,458,135
415Summit Asset Management$395,306$413,399,063$64,130,237$477,529,300
416Windsor Capital Management$396,182$477,399,123$0$477,399,123
417Dynamic Wealth Advisors$178,172$430,405,285$46,917,630$477,322,915
418Briaud Financial Advisors$267,608$468,089,880$3,703,502$471,793,382
419Verus Financial Partners$224,790$469,810,940$0$469,810,940
420Tortoise Investment Management$326,776$463,849,245$5,728,228$469,577,473
421Zephyr Management, L.P.$878,492$468,236,391$0$468,236,391
422Charles Pratt & Company$683,874$215,889,000$251,881,000$467,770,000
423Mitchell, McLeod, Pugh & Williams, Inc.$551,230$461,228,570$4,560,909$465,789,479
424Madden Advisory Services, Inc.$488,689$462,788,451$0$462,788,451
425Ironsides Asset Advisors$7,495,327$457,214,923$0$457,214,923
426Goldstein Munger + Associates$1,324,675$421,529,559$35,483,361$457,012,920
427Tillman Hartley$2,822,752$324,947,000$129,516,000$454,463,000
428Capital Advantage, Inc.$1,000,230$454,104,487$0$454,104,487
429The Family Firm, Inc.$350,524$427,385,217$26,192,878$453,578,095
430Sloan Wealth Management$668,555$450,503,756$1,439,739$451,943,495
431Pennsylvania Capital Management Inc.$451,896$313,151,768$136,937,107$450,088,875
432Spectrum Management Group, Inc.$645,030$447,188,594$1,752,537$448,941,131
433Horan Capital Management,LLC$351,598$446,881,683$0$446,881,683
434Sterneck Capital Management$468,578$442,391,112$3,695,200$446,086,312
435Irongate International$6,859,254$222,434,499$223,417,028$445,851,527
436St. Clair Advisors$1,507,743$444,784,258$0$444,784,258
437O'Brien Management$340,742$444,668,407$0$444,668,407
438Tradewinds Capital Management$189,627$444,105,420$0$444,105,420
439Montis Financial$434,863$437,750,063$4,070,277$441,820,340
440The Mosaic Financial Group$931,243$76,861,438$364,547,580$441,409,018
441Weatherly Asset Management$457,617$433,833,344$6,394,628$440,227,972
442Private Wealth Management, Inc.$789,679$0$439,851,405$439,851,405
443Manchester Financial Inc$279,917$439,749,340$0$439,749,340
444LVM Capital Management Ltd$557,226$417,529,314$21,007,466$438,536,780
445Cranbrook Wealth Management$499,938$438,445,834$0$438,445,834
446The Mather Group, Inc.$500,680$279,716,548$155,874,630$435,591,178
447PJS Investment Management$968,986$413,473,120$20,632,618$434,105,738
448Efficient Market Advisors$276,477$398,190,173$35,602,442$433,792,615
449Arbor Investment Advisors$558,728$397,322,137$36,250,545$433,572,682
450White Oaks Wealth Advisors Inc$1,692,443$340,750,749$89,129,704$429,880,453
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.