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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 401 | YollesToal & Post - Diversified Portfolios Inc. | $325,581 | $350,000,000 | N/A | $350,000,000 |
| 402 | Janiczek & CompanyLtd. | $416,127 | $347,321,455 | $144,533 | $347,465,988 |
| 403 | Redw Stanley Financial Advisors LLC | $402,359 | $342,179,844 | $4,653,483 | $346,833,327 |
| 404 | Verus Financial Partners | $178,067 | $346,519,177 | N/A | $346,519,177 |
| 405 | Comprehensive Investment Solutions LLC | $309,092 | $276,378,984 | $68,876,563 | $345,255,547 |
| 406 | Legend Financial Advisors Inc. | $216,261 | $344,503,037 | N/A | $344,503,037 |
| 407 | Quantum Capital Management | $522,929 | $315,287,010 | $26,708,694 | $341,995,704 |
| 408 | The Mutual Fund Store | $96,896 | $340,976,770 | N/A | $340,976,770 |
| 409 | Marietta Investment Partners LLC | $732,790 | $340,747,396 | N/A | $340,747,396 |
| 410 | Imc Advisors LLC | $17,901,842 | N/A | $340,135,000 | $340,135,000 |
| 411 | Cohen Capital Management Inc. | $6,181,818 | $340,000,000 | N/A | $340,000,000 |
| 412 | Sterneck Capital Management LLC | $565,926 | $334,313,104 | $4,676,776 | $338,989,880 |
| 413 | Yeske Buie Inc. | $415,923 | $335,201,802 | $2,527,626 | $337,729,428 |
| 414 | Spectrum Management Group Inc. | $516,062 | $333,545,712 | $862,665 | $334,408,377 |
| 415 | Optimum Investment Advisors LLC | $448,418 | $333,174,912 | N/A | $333,174,912 |
| 416 | Highland Private Wealth Management | $742,887 | $306,630,729 | $24,696,995 | $331,327,724 |
| 417 | Sloan Wealth ManagementLLC | $452,351 | $329,920,836 | $1,200,000 | $331,120,836 |
| 418 | O'Brien Management LLC | $264,223 | $331,071,142 | N/A | $331,071,142 |
| 419 | Confluence Wealth Management LLC | $292,578 | $312,355,050 | $14,746,808 | $327,101,858 |
| 420 | Paracle Advisors LLC | $1,464,460 | $310,080,230 | $16,494,320 | $326,574,550 |
| 421 | Covenant Financial Services LLC Dba Covenant Global Investors | $481,928 | $321,843,341 | $3,940,000 | $325,783,341 |
| 422 | Blankinship & Foster LLC | $349,515 | $324,000,000 | N/A | $324,000,000 |
| 423 | Sheaff Brock Investment Advisors LLC | $175,543 | $323,000,000 | N/A | $323,000,000 |
| 424 | Clearrock Capital LLC | $341,011 | $278,280,000 | $44,657,000 | $322,937,000 |
| 425 | Cranbrook Wealth Management LLC | $405,829 | $303,169,631 | $18,247,128 | $321,416,759 |
| 426 | FrankRimerman Advisors LLC | $5,346,671 | $268,359,399 | $52,440,842 | $320,800,241 |
| 427 | Polaris Equity Management Inc. | $914,286 | $320,000,000 | N/A | $320,000,000 |
| 428 | Rav Financial Services LLC | $210,533 | $310,680,000 | $5,120,000 | $315,800,000 |
| 429 | Wealth Architects LLC | $305,819 | $288,032,688 | $27,572,237 | $315,604,925 |
| 430 | Stevens First Principles Investment Advisors | $756,418 | $312,208,546 | $3,217,794 | $315,426,340 |
| 431 | Prudent Investor Advisors LLC | $4,204,146 | $31,153,413 | $284,157,551 | $315,310,964 |
| 432 | Private Wealth Management Inc. | $598,411 | N/A | $314,165,735 | $314,165,735 |
| 433 | Cheviot Value Management LLC | $454,895 | $311,342,347 | $2,535,394 | $313,877,741 |
| 434 | Personal Financial Management | $1,606,502 | $157,487,806 | $155,780,058 | $313,267,864 |
| 435 | The Mosaic Financial Group LLC | $672,140 | $40,326,312 | $272,891,081 | $313,217,393 |
| 436 | Caz Investments L.P. | $361,246 | $313,200,000 | N/A | $313,200,000 |
| 437 | RobleBelko And Company Inc. | $947,320 | $312,615,623 | N/A | $312,615,623 |
| 438 | FoxJoss & Yankee | $208,333 | N/A | $312,500,000 | $312,500,000 |
| 439 | East West Wealth Management LLC | $4,868,002 | $210,478,492 | $101,073,613 | $311,552,105 |
| 440 | Greystone Financial Group Inc. | $249,196 | $310,000,000 | N/A | $310,000,000 |
| 441 | Madison Wealth Management | $298,077 | $295,675,000 | $14,325,000 | $310,000,000 |
| 442 | Gdm Advisory Group Ltd | $371,084 | $308,000,000 | N/A | $308,000,000 |
| 443 | Bedell Frazier Investment Counselling LLC. | $239,431 | $305,992,690 | N/A | $305,992,690 |
| 444 | Doyle Wealth Management Inc. | $375,397 | $299,798,872 | $6,150,000 | $305,948,872 |
| 445 | Wanger Omniwealth LLC | $8,970,588 | $305,000,000 | N/A | $305,000,000 |
| 446 | Pioneer Square Advisors LLC | $101,364,972 | N/A | $304,094,916 | $304,094,916 |
| 447 | Wagner Wealth Management LLC | $320,000 | $304,000,000 | N/A | $304,000,000 |
| 448 | Schiavi + Dattani | $1,994,715 | $246,658,300 | $54,543,700 | $301,202,000 |
| 449 | Tortoise Investment Management LLC | $324,143 | $294,776,589 | $6,352,107 | $301,128,696 |
| 450 | Sbk Financial Inc. | $419,860 | $298,940,515 | N/A | $298,940,515 |
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*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.