RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
451Goldstein Munger + Associates$1,324,675$421,529,559$35,483,361$457,012,920
452Tillman Hartley$2,822,752$324,947,000$129,516,000$454,463,000
453The Family Firm, Inc.$350,524$427,385,217$26,192,878$453,578,095
454Sloan Wealth Management$668,555$450,503,756$1,439,739$451,943,495
455Pennsylvania Capital Management Inc.$451,896$313,151,768$136,937,107$450,088,875
456Baltimore-Washington Financial Advisors$945,145$437,946,074$10,997,895$448,943,969
457Spectrum Management Group, Inc.$645,030$447,188,594$1,752,537$448,941,131
458Horan Capital Management,LLC$351,598$446,881,683$0$446,881,683
459Sterneck Capital Management$468,578$442,391,112$3,695,200$446,086,312
460Irongate International$6,859,254$222,434,499$223,417,028$445,851,527
461St. Clair Advisors$1,507,743$444,784,258$0$444,784,258
462O'Brien Management$340,742$444,668,407$0$444,668,407
463Tradewinds Capital Management$189,627$444,105,420$0$444,105,420
464Montis Financial$434,863$437,750,063$4,070,277$441,820,340
465The Mosaic Financial Group$931,243$76,861,438$364,547,580$441,409,018
466Weatherly Asset Management$457,617$433,833,344$6,394,628$440,227,972
467Private Wealth Management, Inc.$789,679$0$439,851,405$439,851,405
468Manchester Financial Inc$279,917$439,749,340$0$439,749,340
469Cranbrook Wealth Management$499,938$438,445,834$0$438,445,834
470The Mather Group, Inc.$500,680$279,716,548$155,874,630$435,591,178
471PJS Investment Management$968,986$413,473,120$20,632,618$434,105,738
472Arbor Investment Advisors$558,728$397,322,137$36,250,545$433,572,682
473White Oaks Wealth Advisors Inc$1,692,443$340,750,749$89,129,704$429,880,453
474FJY Financial$291,820$339,566,815$89,408,648$428,975,463
475Lassus Wherley$1,306,703$425,985,140$0$425,985,140
476Polaris Wealth Advisers$447,034$424,426,000$256,000$424,682,000
477Janiczek & Company, Ltd.$460,418$424,351,344$154,054$424,505,398
478Apriem Advisors$276,979$357,234,816$67,096,500$424,331,316
479Harvest Capital Management Inc$805,135$423,500,933$0$423,500,933
480Vivaldi Capital Management$741,637$98,649,000$322,601,000$421,250,000
481Payne Capital Management$218,403$0$421,081,477$421,081,477
482Cornerstone Advisory, LLP$506,851$327,800,662$92,379,082$420,179,744
483Lehman Financial Resources, Inc.$483,286$418,525,601$0$418,525,601
484Financial Advisory Corporation$499,321$417,815,819$116,024$417,931,843
485Madison Wealth Management$327,573$403,000,000$14,000,000$417,000,000
486Ashford Advisors$1,704,385$284,493,732$131,376,128$415,869,860
487Comprehensive Investment Solutions$393,839$343,768,690$71,337,634$415,106,324
488Pinney & Scofield, Inc.$438,893$413,876,502$0$413,876,502
489Wisconsin Capital Management, LLC$3,426,545$410,824,985$360,397$411,185,382
490Brookfield Investment Partners$8,736,167$404,413,670$6,186,183$410,599,853
491GDM Advisory Group Ltd$486,358$410,000,000$0$410,000,000
492AMI Investment Management Inc$2,239,883$407,658,675$0$407,658,675
493Sbk Financial, Inc.$459,438$359,150,792$47,451,837$406,602,629
494Beese Fulmer Private Wealth Management$1,191,426$406,276,389$0$406,276,389
495The Tarbox Group, Inc.$964,815$405,222,095$0$405,222,095
496Heritage Wealth Advisors$575,832$338,594,787$63,911,970$402,506,757
497Wagner Wealth Management$1,670,729$400,975,000$0$400,975,000
498Spectrum Asset Management Inc$525,414$380,033,369$17,179,621$397,212,990
499HTG Investment Advisors Inc$1,607,975$397,169,859$0$397,169,859
500Hardy Reed$1,058,119$393,223,428$3,571,149$396,794,577
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.