RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
451FJY Financial$291,820$339,566,815$89,408,648$428,975,463
452Polaris Wealth Advisers$447,034$424,426,000$256,000$424,682,000
453Janiczek & Company, Ltd.$460,418$424,351,344$154,054$424,505,398
454Apriem Advisors$276,979$357,234,816$67,096,500$424,331,316
455Harvest Capital Management Inc$805,135$423,500,933$0$423,500,933
456Vivaldi Capital Management$741,637$98,649,000$322,601,000$421,250,000
457Payne Capital Management$218,403$0$421,081,477$421,081,477
458Cornerstone Advisory, LLP$506,851$327,800,662$92,379,082$420,179,744
459Lehman Financial Resources, Inc.$483,286$418,525,601$0$418,525,601
460Financial Advisory Corporation$499,321$417,815,819$116,024$417,931,843
461Baltimore-Washington Financial Advisors$954,169$405,078,410$10,939,257$416,017,667
462Ashford Advisors$1,704,385$284,493,732$131,376,128$415,869,860
463Comprehensive Investment Solutions$393,839$343,768,690$71,337,634$415,106,324
464Pinney & Scofield, Inc.$438,893$413,876,502$0$413,876,502
465Brookfield Investment Partners$8,736,167$404,413,670$6,186,183$410,599,853
466GDM Advisory Group Ltd$486,358$410,000,000$0$410,000,000
467Madison Wealth Management$329,032$400,000,000$8,000,000$408,000,000
468AMI Investment Management Inc$2,239,883$407,658,675$0$407,658,675
469Sbk Financial, Inc.$459,438$359,150,792$47,451,837$406,602,629
470Beese Fulmer Private Wealth Management$1,191,426$406,276,389$0$406,276,389
471The Tarbox Group, Inc.$964,815$405,222,095$0$405,222,095
472Heritage Wealth Advisors$575,832$338,594,787$63,911,970$402,506,757
473Wagner Wealth Management$1,670,729$400,975,000$0$400,975,000
474Spectrum Asset Management Inc$525,414$380,033,369$17,179,621$397,212,990
475HTG Investment Advisors Inc$1,607,975$397,169,859$0$397,169,859
476Hardy Reed$1,058,119$393,223,428$3,571,149$396,794,577
477Blankinship & Foster$462,077$396,000,000$0$396,000,000
478Highland Private Wealth Management$722,121$369,000,000$26,000,000$395,000,000
479Roof, Eidam & Maycock$1,100,840$373,000,000$20,000,000$393,000,000
480The Fairman Group$4,008,251$0$392,808,572$392,808,572
481Wealthquest Financial Services$427,032$392,442,737$0$392,442,737
482Garde Capital, Inc.$1,361,090$365,864,000$26,130,000$391,994,000
483Cooper/Haims Advisors$435,018$303,310,143$87,771,067$391,081,210
484Family WMS$869,302$327,755,952$61,691,435$389,447,387
485Wagner Bowman Management Corp$342,519$389,102,000$0$389,102,000
486Boston Hill Advisors$214,045$372,951,571$14,470,037$387,421,608
487Rocky Mountain Advisers$3,011,923$385,526,106$0$385,526,106
488Delphi Private Advisors$952,056$384,630,717$0$384,630,717
489David M. Lee, P.C.$6,865,541$0$384,470,311$384,470,311
490Harvest Financial Advisors$923,320$103,134,701$278,196,473$381,331,174
491Tealwood Asset Management$478,357$381,250,387$0$381,250,387
492Payne Wealth Partners, Inc.$1,647,650$341,494,269$39,112,877$380,607,146
493IMC Advisors$19,010,875$1,306,900$378,910,600$380,217,500
494Waypoint Advisors$4,805,704$379,650,633$0$379,650,633
495East Coast Asset Management$474,106$271,952,385$105,436,027$377,388,412
496Fiduciary Financial Services Of The Southwest Inc$530,297$364,876,907$12,164,480$377,041,387
497Gatemore Capital Management$755,138$373,108,477$2,194,876$375,303,353
499Evanston Advisors$749,652$372,577,000$0$372,577,000
500Roble, Belko and Company, Inc.$920,010$368,004,100$0$368,004,100
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.