RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
301Howe and Rusling, Inc.$545,557$937,066,563$10,020,558$947,087,121
302Whitnell & Co$654,433$821,087,600$119,332,900$940,420,500
303Adviceperiod, LLC$810,860$936,927,368$2,859,020$939,786,388
304Personal Financial Planning, Inc.$3,978,723$425,000,000$510,000,000$935,000,000
305McLean Asset Management Corp.$351,307$934,828,804$0$934,828,804
306Lindbrook Capital$847,204$781,900,000$142,400,000$924,300,000
307Beaird Harris$476,302$865,790,798$57,759,051$923,549,849
308Intrepid Capital Management Inc$3,962,728$905,449,151$9,941,026$915,390,177
309The Welch Group$566,126$914,859,919$0$914,859,919
310MG Financial$6,319,231$828,864,602$81,104,593$909,969,195
311Affiliated Private Investors$5,195,402$904,000,000$0$904,000,000
312Diversified Management Inc$654,386$807,656,128$96,051,102$903,707,230
313Willow Creek Wealth Management, Inc.$1,285,457$841,367,092$62,308,969$903,676,061
314Condor Capital Management$348,774$787,220,699$113,314,871$900,535,570
315Atlas Private Wealth Management, LLC$259,753$900,304,239$0$900,304,239
316McKinley Carter Wealth Services, Inc.$387,312$678,195,330$209,524,753$887,720,083
317Pillar Pacific Capital Management$2,323,697$846,502,736$41,149,538$887,652,274
318Matheys Lane Capital Management L.P.$2,392,949$538,802,870$344,195,308$882,998,178
319Perigon Wealth Management$1,190,925$868,804,147$13,671,466$882,475,613
320Abacus Planning Group Inc$373,757$882,439,163$0$882,439,163
321Cornerstone Capital Inc.$2,949,627$77,244,744$804,693,653$881,938,397
322Reliant Investment Management, LLC$2,177,623$711,869,260$170,068,002$881,937,262
323RKL Wealth Management LLC$411,171$738,045,262$143,505,374$881,550,636
324Howard Financial Services, Ltd.$579,401$540,394,419$340,875,061$881,269,480
325Sigma Investment Counselors$470,966$876,468,614$0$876,468,614
326Novare Capital Management$791,928$856,384,187$18,696,436$875,080,623
327Captrust Financial Advisors$469,199$872,241,387$0$872,241,387
328Total Investment Management, Inc.$364,489$870,398,591$0$870,398,591
329WESCAP Group$2,032,460$709,427,132$160,465,628$869,892,760
330FundX Investment Group, LLC$1,257,353$867,573,890$0$867,573,890
331Durbin Bennett Private Wealth Management, LLC$907,933$845,583,756$20,584,280$866,168,036
332Steinberg Global Asset Management Ltd$690,674$802,056,000$63,359,000$865,415,000
333Mitchell, McLeod, Pugh & Williams, Inc.$766,431$594,346,652$270,953,639$865,300,291
334Laurel Wealth Advisors, Inc.$228,580$593,024,189$271,920,950$864,945,139
335Corda Investment Management$352,292$817,878,000$47,000,000$864,878,000
336Opus Capital Management$2,706,740$731,044,651$129,698,767$860,743,418
337Independence Advisors$580,219$854,898,079$3,825,807$858,723,886
338Lenox Wealth Advisors, Inc.$1,038,394$856,675,041$0$856,675,041
339Vivaldi Capital Management$864,726$430,341,335$420,548,750$850,890,085
340Endurance Wealth Management, Inc.$1,143,608$764,195,868$86,648,600$850,844,468
341TFC Financial Management Inc$853,326$848,974,496$1,791,786$850,766,282
343BSW Wealth Partners$390,639$811,000,000$32,000,000$843,000,000
344Edge Wealth Management, LLC$1,119,066$839,299,331$0$839,299,331
345Tanglewood Total Wealth Management, Inc.$823,219$838,860,314$0$838,860,314
346American Investment Services Inc$682,937$828,334,802$5,531,266$833,866,068
347Zuckerman Investment Group$1,166,292$812,300,000$18,100,000$830,400,000
348Cherry Creek Family Offices$855,893$0$828,504,007$828,504,007
349Edgemoor Investment Advisors$1,054,824$828,037,137$0$828,037,137
350Private Asset Management Inc$528,261$826,200,000$0$826,200,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.