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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 301 | Galapagos PartnersL.P. | $18,603,120 | $197,810,768 | $267,267,220 | $465,077,988 |
| 302 | Austin Asset Management Co | $364,466 | $463,236,631 | N/A | $463,236,631 |
| 303 | Aufman Associates Inc. | $3,405,236 | $463,112,041 | N/A | $463,112,041 |
| 304 | Relyea Zuckerberg Hanson LLC | $624,152 | $409,000,000 | $51,000,000 | $460,000,000 |
| 305 | Carnegie Investment Counsel | $400,531 | $453,000,000 | N/A | $453,000,000 |
| 306 | Sage Capital Management LLC | $606,410 | $321,218,579 | $131,162,978 | $452,381,557 |
| 307 | Tactical Allocation Group LLC | $313,230 | $450,425,261 | N/A | $450,425,261 |
| 308 | Planning Alternatives Ltd | $295,694 | $450,341,907 | N/A | $450,341,907 |
| 309 | Lutz Financial | $424,227 | $349,904,676 | $98,927,015 | $448,831,691 |
| 310 | Pillar Pacific Capital Management LLC | $1,719,042 | $435,593,923 | $13,076,063 | $448,669,986 |
| 311 | Cookson Peirce Investment Management | $1,414,484 | $448,391,309 | N/A | $448,391,309 |
| 312 | Strategic Wealth Management Inc. | $4,394,636 | $401,667,669 | $46,585,208 | $448,252,877 |
| 313 | Xpyria Investment Advisors Inc. | $789,048 | $446,807,227 | $582,958 | $447,390,185 |
| 314 | Warwick Partners | $805,874 | N/A | $447,260,000 | $447,260,000 |
| 315 | Promus Capital LLC | $1,122,638 | $106,979,408 | $339,830,677 | $446,810,085 |
| 316 | The Pacific Financial Group Inc. | $81,333 | $433,341,212 | $12,690,709 | $446,031,921 |
| 317 | Adell Harriman & Carpenter | $303,651 | $442,419,999 | N/A | $442,419,999 |
| 318 | Battery Global Advisors LLC | $40,181,818 | $217,000,000 | $225,000,000 | $442,000,000 |
| 319 | Waypoint Advisors LLC | $5,522,374 | $441,789,913 | N/A | $441,789,913 |
| 320 | The Welch Group LLC | $466,129 | $440,957,603 | N/A | $440,957,603 |
| 321 | Sanderson Wealth Management LLC | $1,467,307 | N/A | $440,192,000 | $440,192,000 |
| 322 | Davidson & Garrard Inc. | $450,120 | $439,316,799 | N/A | $439,316,799 |
| 323 | Huntington Steele LLC | $1,372,629 | $439,241,206 | N/A | $439,241,206 |
| 324 | Mosaic Financial Partners Inc. | $1,871,041 | $437,088,394 | $735,187 | $437,823,581 |
| 325 | Bell Investment Advisors Inc. | $370,014 | $433,150,433 | $3,835,849 | $436,986,282 |
| 326 | Joycepayne PartnersP.C. | $441,714 | $349,772,306 | $83,549,521 | $433,321,827 |
| 327 | Canepa U.S. LLC | $108,067,139 | $199,313,133 | $232,955,424 | $432,268,557 |
| 328 | Narwhal Capital Management | $11,074,568 | $406,000,819 | $25,907,350 | $431,908,169 |
| 329 | Windsor Advisory Group LLC | $854,017 | $306,290,043 | $124,134,563 | $430,424,606 |
| 330 | Aegis Wealth Management LLC | $1,210,943 | $166,196,253 | $262,477,614 | $428,673,867 |
| 331 | American Financial Advisors LLC. | $198,272 | $422,518,282 | N/A | $422,518,282 |
| 332 | Willow Creek Financial Services Inc. | $364,776 | $420,951,171 | N/A | $420,951,171 |
| 333 | Summit Asset Management LLC | $361,278 | $408,463,344 | $10,980,652 | $419,443,996 |
| 334 | Foldes Financial Management | $221,581 | $417,901,877 | N/A | $417,901,877 |
| 335 | Schaper Benz & Wise Investment Counsel Inc. | $893,471 | $416,357,311 | N/A | $416,357,311 |
| 336 | Financial Management Professionals Inc. | $204,403 | $371,644,000 | $44,111,000 | $415,755,000 |
| 337 | Gm Advisory Group Inc. | $538,582 | $411,099,856 | $2,531,140 | $413,630,996 |
| 338 | Versant Capital Management Inc. | $6,552,446 | $366,227,342 | $46,576,784 | $412,804,126 |
| 339 | The Hoerner Planning Group LLC | $623,383 | $412,679,498 | N/A | $412,679,498 |
| 340 | Stepp & Rothwell Inc. | $272,634 | $347,653,256 | $63,752,127 | $411,405,383 |
| 341 | Stillwater Capital Advisors LLC | $376,719 | $260,600,000 | $150,400,000 | $411,000,000 |
| 342 | Shine Investment Advisory Services Inc. | $372,762 | $403,498,979 | $6,912,046 | $410,411,025 |
| 343 | King Investment Advisors Inc. | $1,189,381 | $403,270,817 | $7,065,705 | $410,336,522 |
| 344 | One Capital Management LLC | $1,639,524 | $407,291,855 | $2,589,235 | $409,881,090 |
| 345 | Independence Advisors LLC | $375,493 | $397,186,969 | $12,475,628 | $409,662,597 |
| 346 | Anodos Advisors LLC | $1,804,333 | N/A | $409,583,676 | $409,583,676 |
| 347 | Hokanson Associates Inc. | $1,182,408 | $409,113,199 | N/A | $409,113,199 |
| 348 | Botty Investors LLC | $2,897,028 | $351,256,000 | $57,225,000 | $408,481,000 |
| 349 | Ljpr LLC | $482,191 | $407,933,373 | N/A | $407,933,373 |
| 350 | St. Clair Advisors LLC | $1,767,391 | $406,500,000 | N/A | $406,500,000 |
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*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2012. To qualify, a firm must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2012, (2) total AUM is at least $100M, (3) no employees are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.