RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
251Sargent Bickham Lagudis$2,257,634$954,475,903$2,761,096$957,236,999
252Heritage Financial Services$295,326$955,970,868$0$955,970,868
253Rand & Associates$928,005$934,134,681$11,502,288$945,636,969
254Sapere Wealth Management$1,138,552$944,998,070$0$944,998,070
255Empirical Wealth Management$318,354$921,497,568$20,511,557$942,009,125
256WESCAP Group$2,076,889$736,514,743$183,547,177$920,061,920
257Durbin Bennett Peterson Private Wealth Management$1,004,881$898,198,470$20,262,857$918,461,327
258Opus Capital Group$3,094,536$801,772,427$114,210,218$915,982,645
259Condor Capital Management$388,795$664,689,542$246,646,098$911,335,640
260GHP Investment Advisors Inc$432,840$895,811,489$9,690,330$905,501,819
261Maryland Capital Management$692,201$881,134,000$22,881,000$904,015,000
262Summit Financial Strategies Inc$1,470,962$703,258,025$196,970,642$900,228,667
263SFMG Wealth Advisors$1,661,963$879,782,721$17,677,322$897,460,043
264Albion Financial Group$597,145$852,799,936$42,918,199$895,718,135
265Private Ocean$594,583$868,790,470$21,299,653$890,090,123
266Parentebeard Wealth Management$1,371,447$881,625,276$7,072,283$888,697,559
267Jacobus Wealth Management Inc$832,804$739,933,022$145,337,511$885,270,533
268Asset Planning Services Ltd.$425,727$0$880,828,175$880,828,175
269Endurance Wealth Management, Inc.$1,195,008$792,812,104$87,908,511$880,720,615
270Beacon Pointe Wealth Advisors$263,466$879,140,425$46,643$879,187,068
271Bedel Financial Consulting Inc$249,601$832,653,864$45,441,096$878,094,960
272FBB Capital Partners$366,315$809,914,161$61,915,993$871,830,154
273Punch & Associates Investment Management, Inc.$645,139$868,357,429$0$868,357,429
274Affiliated Private Investors$5,541,492$849,667,589$14,805,148$864,472,737
275Cabot-Wellington$4,387,930$860,589,655$3,832,649$864,422,304
276Gupta Wealth Management$747,446$768,544,391$94,008,386$862,552,777
277Colony Family Offices$2,702,589$832,242,150$29,883,814$862,125,964
278Vista Capital Partners, Inc.$595,724$861,417,275$0$861,417,275
279Matheys Lane Capital Management L.P.$2,657,419$509,075,554$346,613,477$855,689,031
280Huber Financial$282,982$832,230,548$16,432,022$848,662,570
281Zhang Financial$244,476$848,088,000$0$848,088,000
282Personal Financial Planning, Inc.$2,112,500$345,000,000$500,000,000$845,000,000
283Tanglewood Wealth Management, Inc.$887,213$844,627,000$0$844,627,000
284Diversified Management Inc$636,807$734,712,102$108,419,798$843,131,900
285TFC Financial Management Inc$894,012$838,545,825$1,825,368$840,371,193
286Heritage Wealth Advisors$1,379,842$395,944,503$444,379,031$840,323,534
287Resource Management$2,584,615$840,000,000$0$840,000,000
288Abacus Planning Group Inc$405,486$836,516,904$0$836,516,904
289Roffman Miller Associates Inc$1,084,949$816,987,680$16,253,070$833,240,750
290Ohana Advisors$69,192,751$4,255,265$826,057,746$830,313,011
291Castlekeep Investment Advisors$5,119,630$247,526,114$581,854,024$829,380,138
292Perigon Wealth Management$1,555,752$693,594,629$127,842,620$821,437,249
293Waddell & Associates Inc$291,338$741,958,498$78,448,991$820,407,489
294Glassman Wealth Services$636,346$818,340,786$0$818,340,786
295Zuckerman Investment Group$1,127,072$803,000,000$13,000,000$816,000,000
296AEPG Wealth Strategies$545,132$541,418,871$274,099,179$815,518,050
297Howe and Rusling, Inc.$583,867$776,870,040$35,872,348$812,742,388
298McKinley Carter Wealth Services, Inc.$385,575$629,851,886$181,396,949$811,248,835
299Howard Financial Services, Ltd.$714,894$453,866,710$353,963,078$807,829,788
300Novare Capital Management$869,661$797,913,446$6,522,936$804,436,382
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.