RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
351The Hoerner Planning Group$693,820$444,738,781$0$444,738,781
352Lindbrook Capital$675,509$380,056,796$64,428,086$444,484,882
353Schaefer Financial Management Inc.$309,285$0$444,443,175$444,443,175
354Main Street Research$428,726$443,303,174$0$443,303,174
355Berman Capital Advisors$674,948$0$441,416,181$441,416,181
356Shine Investment Advisory Services Inc.$395,690$434,244,030$5,763,436$440,007,466
357Zephyr Management$1,929,226$439,863,489$0$439,863,489
358LVM Capital Management $557,226$417,529,314$21,007,466$438,536,780
359Confluence Wealth Management$352,521$357,055,264$81,128,079$438,183,343
360Windsor Capital Management$380,229$436,503,061$0$436,503,061
361King Investment Advisors Inc.$1,322,231$427,356,638$7,657,228$435,013,866
362The Family Firm Inc.$335,561$409,465,900$24,750,636$434,216,536
363CJM Wealth Advisers, $284,317$414,229,328$19,922,327$434,151,655
364Quantum Capital Management$768,334$434,108,930$0$434,108,930
365Paracle Advisors$1,785,216$416,293,118$17,514,255$433,807,373
366Cornerstone Management Inc.$391,469$430,338,928$668,914$431,007,842
367Smith & Howard Wealth Management$2,367,729$428,559,000$0$428,559,000
368Spectrum Management Group Inc.$675,770$425,842,200$1,919,900$427,762,100
369Clear Harbor Asset Management$564,043$422,750,533$2,537,945$425,288,478
370MTX Wealth Management$679,148$425,146,505$0$425,146,505
371Sequent Asset Management$1,287,848$256,627,147$167,074,961$423,702,108
372Wallington Asset Management$859,142$421,838,825$0$421,838,825
373Lehman Financial Resources Inc.$514,208$421,136,109$0$421,136,109
374West Coast Financial$744,311$417,957,670$2,578,131$420,535,801
375John E. Sestina and Co.$39,506$0$419,677,240$419,677,240
376Apriem Advisors$371,179$353,454,837$63,379,505$416,834,342
377Yeske Buie Inc.$451,608$411,608,602$3,418,829$415,027,431
378Dean Investments$925,666$414,698,295$0$414,698,295
379Tillman Hartley$2,492,542$277,408,000$136,354,000$413,762,000
380Rodgers & Associates$218,552$399,458,073$13,823,965$413,282,038
381Astraeus Advisers$1,184,274$131,183,969$280,943,433$412,127,402
382Callan Capital$783,740$411,463,685$0$411,463,685
383Cornerstone Capital Advisors$369,826$273,574,428$136,932,169$410,506,597
384Sloan Wealth Management$538,004$407,493,346$1,389,816$408,883,162
385Yolles, Toal & Post - Diversified Portfolios Inc.$340,000$408,000,000$0$408,000,000
386St. Clair Advisors$1,602,263$406,974,731$0$406,974,731
387Capital Advantage Inc.$940,698$404,500,000$0$404,500,000
388Ironsides Asset Advisors$4,593,211$404,202,527$0$404,202,527
389Charles Pratt & Co.$575,837$183,124,000$218,810,000$401,934,000
390Montis Financial$356,609$401,184,693$0$401,184,693
391Verus Financial Partners$209,313$398,322,042$0$398,322,042
392Mitchell, Mcleod, Pugh & Williams Inc.$496,837$393,378,620$4,090,750$397,469,370
393Portfolio Capital Management Inc.$1,195,440$145,311,000$251,575,000$396,886,000
394Oakmont Corp.$13,161,744$394,851,797$527$394,852,324
396GM Advisory Group Inc.$464,273$385,935,591$2,660,739$388,596,330
397FS Advisors Inc.$13,397,241$388,520,000$0$388,520,000
398Wealth Architects$343,359$353,574,237$33,734,565$387,308,802
399Lassus Wherley$1,199,753$385,120,659$0$385,120,659
400Tortoise Investment Management$323,702$379,964,346$4,269,546$384,233,892
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.