RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
351Wealth Architects$415,288$674,220,555$55,440,797$729,661,352
352Financial & Investment Management Group Ltd$215,605$618,297,678$108,508,300$726,805,978
353Ohana Advisors$60,421,740$4,298,450$720,762,425$725,060,875
354HFM Wealth Management$4,758,489$699,480,064$23,810,279$723,290,343
355Paragon Capital Management$1,165,498$652,872,375$69,736,609$722,608,984
356Perigon Wealth Management$1,229,772$708,686,421$13,189,543$721,875,964
357Botty Investors$3,817,199$159,109,398$558,524,049$717,633,447
358Dan Goldie Financial Services$611,111$0$715,000,000$715,000,000
359Vivaldi Capital Management$867,406$308,618,185$406,123,972$714,742,157
360Kings Point Capital Management$1,125,286$711,843,140$2,713,780$714,556,920
361Galapagos Partners, L.P.$23,766,923$194,235,105$518,772,582$713,007,687
362Investor Solutions$529,373$696,388,328$10,324,803$706,713,131
363Urban Financial Advisory Corporation$1,066,626$666,382,071$37,591,264$703,973,335
364Meyer Capital Group$334,025$641,644,318$62,145,754$703,790,072
365Corda Investment Management$341,440$691,000,000$11,000,000$702,000,000
366Emerson Investment Management LLC$769,419$675,222,894$25,718,129$700,941,023
367Hillview Capital Advisors, LLC$1,000,716$699,748,516$752,430$700,500,946
368Sheets Smith Wealth Management$818,102$700,295,000$0$700,295,000
369Laurel Wealth Advisors, Inc.$282,857$433,361,089$266,144,363$699,505,452
370Sunesis Advisors$1,750,000$320,000,000$373,000,000$693,000,000
371Palisade Asset Management$1,630,060$666,619,423$24,526,085$691,145,508
372Syntrinsic Investment Counsel$1,470,131$309,571,846$379,919,458$689,491,304
373The Financial Advisory Group, Inc.$400,369$680,627,916$0$680,627,916
374Warwick Partners$1,028,090$0$680,595,500$680,595,500
375Osborn Williams & Donohoe$709,199$675,866,983$0$675,866,983
376Vigilant Capital Management$962,934$675,016,545$0$675,016,545
377Lindbrook Capital$706,903$576,281,013$97,397,781$673,678,794
378Huntington Steele$1,636,364$670,909,065$0$670,909,065
379Adviceperiod, LLC$1,040,513$666,968,711$0$666,968,711
380Diversified Portfolios, Inc.$458,495$628,169,845$37,565,058$665,734,903
381Libbie Agran Financial Services & Seminars$2,034,313$654,677,330$8,508,687$663,186,017
382Cornerstone Management, Inc.$494,899$660,873,191$1,796,736$662,669,927
383Relyea Zuckerberg Hanson$673,764$654,275,000$6,014,000$660,289,000
384Forte Capital$316,328$633,560,997$25,034,630$658,595,627
385Ethos Private Wealth$13,418,367$15,500,000$642,000,000$657,500,000
386Leonetti & Associates$626,629$653,574,113$0$653,574,113
387Davidson & Garrard Inc$510,671$648,084,893$4,041,940$652,126,833
388Main Street Research$427,766$651,487,433$0$651,487,433
389American Investment Services Inc$579,465$647,841,873$0$647,841,873
390FSG Investment Management$1,127,855$647,388,803$0$647,388,803
391Eclectic Associates, Inc.$239,058$555,930,990$89,047,747$644,978,737
392Patriot Investment Management Group Inc$180,193$644,912,469$0$644,912,469
393Schaper Benz & Wise Investment Counsel Inc$1,170,539$632,572,473$11,223,999$643,796,472
394Rodgers & Associates$257,783$627,720,087$15,964,352$643,684,439
395Rex Capital Advisors$1,060,444$621,561,123$21,067,937$642,629,060
396Maple Capital Management, Inc.$481,977$621,142,625$18,440,681$639,583,306
397JNBA Financial Advisors Inc$222,607$637,990,615$0$637,990,615
398The Marshall Financial Group, Inc$421,018$628,000,000$9,000,000$637,000,000
399Austin Asset$334,680$633,549,219$0$633,549,219
400Doyle Wealth Management, Inc.$429,782$625,554,696$7,514,339$633,069,035
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.