RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
601PJS Investment Management$868,758$436,473,607$21,361,810$457,835,417
602PBMares Wealth Management$320,716$447,576,404$8,482,155$456,058,559
603Telos Capital Management$375,765$455,735,848$67,252$455,803,100
604Vintage Financial Services$1,039,973$454,468,000$0$454,468,000
605Bedell Frazier Investment Counselling$1,132,170$454,000,000$0$454,000,000
606American Financial Advisors Inc$438,242$0$450,074,497$450,074,497
607Fulcrum Capital, LLC$1,923,299$400,115,590$49,936,376$450,051,966
608Summit Planning Group LLC$191,011$450,022,000$0$450,022,000
609Mraz, Amerine & Associates, Inc.$224,787$437,000,000$11,000,000$448,000,000
610Cooper/Haims Advisors$437,717$335,267,428$112,516,575$447,784,003
611Weatherstone Capital Management$167,493$443,788,779$3,082,004$446,870,783
612Cahill Financial Advisors, Inc.$215,114$353,746,525$90,678,922$444,425,447
613Peavine Capital, LLC$2,596,491$276,000,000$168,000,000$444,000,000
614AMI Investment Management Inc$2,368,760$442,958,065$0$442,958,065
615Buffington Mohr McNeal$428,103$442,658,237$0$442,658,237
616Spectrum Asset Management Inc$551,843$430,240,032$9,026,640$439,266,672
617FJY Financial$299,349$399,215,485$39,031,715$438,247,200
618Aberdeen Wealth Management$897,770$367,148,920$70,962,617$438,111,537
619Greenleaf & Burleson Wealth Management$510,231$369,554,464$67,713,642$437,268,106
620GDM Advisory Group Ltd$513,954$436,861,000$0$436,861,000
621Montrose Advisors Inc$24,251,389$84,100,000$352,425,000$436,525,000
622Simonbaker & Partners LLC$8,548,155$130,081,496$305,874,392$435,955,888
623Auxano Advisors$448,331$373,425,000$61,456,000$434,881,000
624Worthpointe$254,871$423,700,000$10,600,000$434,300,000
625Train, Babcock Advisors LLC$778,020$426,160,108$7,974,796$434,134,904
626Kinsight$2,202,942$432,091,791$1,887,692$433,979,483
627Anchor Investment Management$433,866$425,545,876$8,320,428$433,866,304
628Richard P. Slaughter Associates, Inc.$391,720$403,721,366$29,129,415$432,850,781
629JBJ Investment Partners, LLC$364,597$363,862,510$68,913,896$432,776,406
630Financial Planning And Information Services, Inc.$515,550$431,000,000$0$431,000,000
631Apella Capital$249,420$430,000,000$0$430,000,000
632Aspen Capital Management$698,644$0$428,967,535$428,967,535
633Evermay Wealth Management$522,926$398,525,164$28,705,580$427,230,744
634Total Wealth Planning, LLC$299,100$377,321,352$49,793,806$427,115,158
635Roof Advisory Group, Inc.$2,048,726$393,482,000$32,653,000$426,135,000
636Lawson Kroeker Investment Management Inc$1,352,880$424,804,398$0$424,804,398
637Quantum Capital Management$1,913,024$393,812,631$30,878,618$424,691,249
638Northwest Wealth Management, LLC$140,424$423,377,010$0$423,377,010
639AM Global Family Investment Office$2,978,932$264,933,708$158,074,619$423,008,327
640Blue Ocean Capital$866,110$422,661,567$0$422,661,567
641Baxter Investment Management$580,400$422,531,177$0$422,531,177
642HHM Wealth Advisors$194,877$382,957,400$38,950,500$421,907,900
643Franklin, Parlapiano, Turner & Welch$866,671$409,260,046$11,941,886$421,201,932
644Jackson Financial Management$250,402$421,176,341$0$421,176,341
645Pettyjohn, Wood & White, Inc.$558,365$421,007,108$0$421,007,108
646Atlas Capital Advisors$1,173,669$419,000,000$0$419,000,000
647Chatham Capital Group Inc$1,003,343$417,552,616$841,281$418,393,897
648Optimum Investment Advisors$519,741$418,391,220$0$418,391,220
649The Arkansas Financial Group, Inc.$355,052$417,540,770$0$417,540,770
650Paragon Advisors, Inc.$5,791,667$181,000,000$236,000,000$417,000,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.