RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
601Personal Financial Management$2,015,259$238,729,886$156,260,793$394,990,679
602Evanston Advisors$664,886$394,942,000$0$394,942,000
603Richard P. Slaughter Associates, Inc.$358,667$368,711,469$26,181,440$394,892,909
604Clayton Financial Group, LLC$291,324$0$393,287,726$393,287,726
605FJY Financial$282,992$356,046,785$37,028,599$393,075,384
606Chatham Capital Group Inc$992,327$391,441,240$528,058$391,969,298
607Franklin, Parlapiano, Turner & Welch$872,992$379,330,408$11,769,849$391,100,257
608PBMares Wealth Management$287,506$382,943,619$7,777,139$390,720,758
609Steigerwald, Gordon & Koch - Wealth Advisors$1,077,419$390,025,618$0$390,025,618
610White Oaks Wealth Advisors$1,517,438$348,470,706$41,510,867$389,981,573
611Atlas Capital Advisors$1,375,828$316,635,412$72,723,842$389,359,254
612Aberdeen Wealth Management$809,139$320,202,049$68,184,635$388,386,684
613Altiora Group$579,115$313,245,782$74,761,347$388,007,129
614Pettyjohn, Wood & White, Inc.$517,615$386,658,151$0$386,658,151
615Quadrant Capital Management$748,866$384,232,829$1,433,108$385,665,937
616The Fairman Group$3,529,089$0$384,670,742$384,670,742
617Prairieview Partners$1,549,866$376,242,224$5,024,776$381,267,000
618Vicar Capital Advisors$860,360$1,048,995$380,090,517$381,139,512
619Mraz, Amerine & Associates, Inc.$195,242$371,695,526$9,221,254$380,916,780
620Exchange Capital Management Inc$492,181$370,565,362$9,398,614$379,963,976
621Vintage Financial Services$959,500$379,962,000$0$379,962,000
622Clayton Financial Services Inc$293,320$379,555,911$0$379,555,911
623Anchor Investment Management$414,056$370,246,546$8,615,116$378,861,662
624Columbia River Advisors$273,896$373,387,000$4,316,000$377,703,000
625Sherpa Investment Management$253,022$377,256,196$0$377,256,196
626Strategic Wealth Management Inc$3,797,661$371,975,383$3,993,083$375,968,466
627MTX Wealth Management$532,984$375,220,658$0$375,220,658
628Clelland & Company Inc$1,776,560$208,054,653$165,023,003$373,077,656
629The Wealth Collaborative, Inc.$1,124,840$370,171,859$2,150,127$372,321,986
630FCA Corp$706,075$314,187,740$57,914,028$372,101,768
631Baxter Investment Management$578,621$372,053,602$0$372,053,602
632Slifka Asset Management$21,882,353$196,000,000$176,000,000$372,000,000
633Salem Partners Advisors LLC Dba Salem Partners Wealth Management$1,885,453$371,434,186$0$371,434,186
634Roundview Capital, LLC$360,185$359,307,153$11,683,618$370,990,771
635Delta Financial Advisors$515,880$325,172,120$45,745,807$370,917,927
636The Arkansas Financial Group, Inc.$343,264$369,352,527$0$369,352,527
637AJ Wealth$3,447,923$265,635,997$103,291,752$368,927,749
638Monterey Private Wealth, Inc.$275,086$340,833,837$25,580,782$366,414,619
639Capital Planning LLC$190,285$313,742,262$51,414,438$365,156,700
640Fitzroy Investment Advisors LLC$30,416,667$0$365,000,000$365,000,000
641HHM Wealth Advisors$191,994$354,561,000$10,036,000$364,597,000
642Scot McCormick$9,095,038$363,801,522$0$363,801,522
643Avant-Garde Advisors LLC$574,211$348,876,082$14,025,447$362,901,529
644Madden Advisory Services, Inc.$513,283$362,890,752$0$362,890,752
645Conlon & Dart$1,480,413$362,701,127$0$362,701,127
646Financial Planning and Information Services, Inc.$448,020$362,000,000$0$362,000,000
647Demming Financial Services Corp.$140,115$361,496,997$0$361,496,997
648Bluesky Wealth Advisors$283,098$360,666,855$0$360,666,855
649Lodestar Private Asset Management$504,986$328,799,438$31,760,691$360,560,129
650Galecki Financial Management Inc$219,429$360,302,286$0$360,302,286
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.