Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue | Fee revenue | Excess net capital ▲ | Operating expenses | |
|---|---|---|---|---|---|
| 113 | Trutoro | $1,460,102 | $909,099 | $36,610 | $1,507,807 |
| 112 | Arete Wealth | $45,219,714 | $11,478,278 | $234,585 | $40,861,146 |
| 111 | Harbour Investments Inc. | $64,095,000 | $32,515,000 | $532,000 | $63,095,000 |
| 110 | Cutter & Company, Inc. | $13,800,000 | $7,599,000 | $856,000 | 0 |
| 109 | Packerland Brokerage Services Inc. | $27,668,992 | $6,704,857 | $922,442 | $3,078,354 |
| 108 | CFD Investments Inc. | $32,081,905 | $14,462,864 | $930,448 | $6,079,077 |
| 107 | M Holdings Securities Inc. (M Securities) | $166,696,598 | $26,740,248 | $992,008 | $16,178,629 |
| 106 | Geneos Wealth Management Inc. | $123,971,985 | $80,257,258 | $1,000,000 | $15,368,884 |
| 105 | Founders Financial | $31,014,613 | $24,682,467 | $1,149,135 | $6,473,437 |
| 104 | Nationwide Planning Associates, Inc. | $22,711,603 | $5,545,064 | $1,466,283 | $16,231,542 |
| 103 | Arkadios Capital | $39,400,936 | $19,240,390 | $1,500,000 | $16,600,000 |
| 102 | LaSalle St. Securities LLC | $44,000,000 | $12,000,000 | $2,000,000 | $4,500,000 |
| 101 | The O.N. Equity Sales Co. | $70,923,126 | $16,614,193 | $2,172,986 | $70,627,727 |
| 100 | The Leaders Group | $89,104,748 | 0 | $2,186,689 | $87,836,144 |
| 99 | Kovack Securities, Inc. | $82,368,000 | $40,140,800 | $3,100,500 | $77,482,450 |
| 98 | The Investment Center Inc. | $64,032,485 | $28,135,018 | $3,390,395 | $61,516,918 |
| 97 | American Portfolios Financial Services Inc. | $233,071,434 | $118,979,739 | $5,190,594 | $28,149,102 |
| 96 | United Planners Financial Services | $138,152,964 | $88,343,956 | $5,228,560 | $95,582,503 |
| 95 | Concourse Financial Group Securities, Inc. | $116,189,724 | $40,623,500 | $6,310,156 | 0 |
| 94 | Prospera Financial Services Inc. | $70,414,959 | $36,643,467 | $7,157,587 | $22,845,375 |
| 93 | J.W. Cole Financial Inc. | $155,650,600 | $71,082,800 | $8,250,789 | $13,680,500 |
| 92 | PlanMember Securities Corp. | $111,200,000 | $91,184,000 | $8,407,000 | 0 |
| 91 | Principal Securities, Inc. | $316,711,169 | $96,067,770 | $9,863,624 | 0 |
| 90 | Centaurus Financial, Inc. | $158,683,040 | $46,829,779 | $10,543,101 | 0 |
| 89 | Triad Advisors, LLC | $141,425,324 | $68,392,943 | $13,400,842 | $27,493,066 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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