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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capital ▲Operating expenses
138Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
137Royal Alliance Associates Inc.$936,353,114$378,881,4390$132,298,637
136Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
135Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
134Parkland Securities, LLC$62,993,829$20,596,16500
133Vanderbilt Financial Group0000
132Fortune Financial Services, Inc.$21,188,836000
131Sigma Financial Corp.$130,820,243$56,300,92100
130Equity Services Inc. $56,000,000$18,800,00000
129Transamerica Financial Advisors, Inc.0000
128The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
127MML Investors Services, LLC$1,239,300,000$539,400,00000
126Park Avenue Securities LLC$249,647,000$101,680,00000
125Thurston Springer Miller Herd & Titak0000
124Grove Point Financial, LLC$109,100,000$39,200,00000
123SagePoint Financial Inc.$387,366,961$153,625,9750$62,333,591
122FSC Securities Corp.$237,146,541$104,875,6830$37,278,927
121Kestra Financial, Inc$607,872,562$364,302,18600
120Woodbury Financial Services$509,720,933$159,813,0030$80,176,654
119Independent Financial Group, LLC$197,100,000$91,551,50000
118St. Bernard Financial Services Inc.0000
117Northwestern Mutual $1,517,364,000$1,022,145,00000
116Securian Financial Services Inc.$374,830,000$154,729,90800
115Trustmont Financial Group Inc.0000
114Alden Investment Group$5,348,524$691$1$1
113Trutoro$1,460,102$909,099$36,610$1,507,807
112Arete Wealth$45,219,714$11,478,278$234,585$40,861,146
111Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
110Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
109Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
108CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
107M Holdings Securities Inc. (M Securities)$166,696,598$26,740,248$992,008$16,178,629
106Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
105Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
104Nationwide Planning Associates, Inc.$22,711,603$5,545,064$1,466,283$16,231,542
103Arkadios Capital$39,400,936$19,240,390$1,500,000$16,600,000
102LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
101The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
100The Leaders Group$89,104,7480$2,186,689$87,836,144
99Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
98The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
97American Portfolios Financial Services Inc.$233,071,434$118,979,739$5,190,594$28,149,102
96United Planners Financial Services$138,152,964$88,343,956$5,228,560$95,582,503
95Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
94Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
93J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
92PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
91Principal Securities, Inc. $316,711,169$96,067,770$9,863,6240
90Centaurus Financial, Inc.$158,683,040$46,829,779$10,543,1010
89Triad Advisors, LLC$141,425,324$68,392,943$13,400,842$27,493,066
88Atria Wealth Solutions$523,913,907$167,966,126$18,836,128$24,694,941
87Cambridge Investment Research, Inc.$1,084,867,961$621,098,888$19,084,920$1,040,501,593
86Lincoln Investment Planning, LLC$353,680,000$214,155,000$23,060,000$80,833,430
85Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
84Equitable Advisors, LLC$983,529,192$296,596,113$28,413,961$880,806,333
83Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
82Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
81Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
80Advisor Group$3,260,912,873$1,383,569,043$86,214,531$442,100,000
79LPL Financial LLC$5,871,640,101$2,327,518,915$107,900,000$5,139,801,831
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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