Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total revenueFee revenueExcess net capitalOperating expenses ▼
1LPL Financial LLC$5,871,640,101$2,327,518,915$107,900,000$5,139,801,831
2Cambridge Investment Research, Inc.$1,084,867,961$621,098,888$19,084,920$1,040,501,593
3Equitable Advisors, LLC$983,529,192$296,596,113$28,413,961$880,806,333
4Advisor Group$3,260,912,873$1,383,569,043$86,214,531$442,100,000
5Royal Alliance Associates Inc.$936,353,114$378,881,4390$132,298,637
6United Planners Financial Services$138,152,964$88,343,956$5,228,560$95,582,503
7The Leaders Group$89,104,7480$2,186,689$87,836,144
8Lincoln Investment Planning, LLC$353,680,000$214,155,000$23,060,000$80,833,430
9Woodbury Financial Services$509,720,933$159,813,0030$80,176,654
10Kovack Securities, Inc.$82,368,000$40,140,800$3,100,500$77,482,450
11The O.N. Equity Sales Co.$70,923,126$16,614,193$2,172,986$70,627,727
12Harbour Investments Inc.$64,095,000$32,515,000$532,000$63,095,000
13SagePoint Financial Inc.$387,366,961$153,625,9750$62,333,591
14The Investment Center Inc.$64,032,485$28,135,018$3,390,395$61,516,918
15Arete Wealth$45,219,714$11,478,278$234,585$40,861,146
16FSC Securities Corp.$237,146,541$104,875,6830$37,278,927
17American Portfolios Financial Services Inc.$233,071,434$118,979,739$5,190,594$28,149,102
18Triad Advisors, LLC$141,425,324$68,392,943$13,400,842$27,493,066
19Atria Wealth Solutions$523,913,907$167,966,126$18,836,128$24,694,941
20Prospera Financial Services Inc.$70,414,959$36,643,467$7,157,587$22,845,375
21Arkadios Capital$39,400,936$19,240,390$1,500,000$16,600,000
22Nationwide Planning Associates, Inc.$22,711,603$5,545,064$1,466,283$16,231,542
23M Holdings Securities Inc. (M Securities)$166,696,598$26,740,248$992,008$16,178,629
24Geneos Wealth Management Inc.$123,971,985$80,257,258$1,000,000$15,368,884
25J.W. Cole Financial Inc.$155,650,600$71,082,800$8,250,789$13,680,500
26Founders Financial$31,014,613$24,682,467$1,149,135$6,473,437
27CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
28LaSalle St. Securities LLC$44,000,000$12,000,000$2,000,000$4,500,000
29Packerland Brokerage Services Inc.$27,668,992$6,704,857$922,442$3,078,354
30Trutoro$1,460,102$909,099$36,610$1,507,807
31Alden Investment Group$5,348,524$691$1$1
32Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
33Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
34Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
35Parkland Securities, LLC$62,993,829$20,596,16500
36Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
37Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
38Sigma Financial Corp.$130,820,243$56,300,92100
39Equity Services Inc. $56,000,000$18,800,00000
40Transamerica Financial Advisors, Inc.0000
41Grove Point Financial, LLC$109,100,000$39,200,00000
42Northwestern Mutual $1,517,364,000$1,022,145,00000
43Trustmont Financial Group Inc.0000
44MML Investors Services, LLC$1,239,300,000$539,400,00000
45Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
46Park Avenue Securities LLC$249,647,000$101,680,00000
47Securian Financial Services Inc.$374,830,000$154,729,90800
48Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
49Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
50Fortune Financial Services, Inc.$21,188,836000
51Centaurus Financial, Inc.$158,683,040$46,829,779$10,543,1010
52St. Bernard Financial Services Inc.0000
53The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
54Independent Financial Group, LLC$197,100,000$91,551,50000
55Kestra Financial, Inc$607,872,562$364,302,18600
56PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
57Principal Securities, Inc. $316,711,169$96,067,770$9,863,6240
58Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
59Thurston Springer Miller Herd & Titak0000
60Vanderbilt Financial Group0000
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.