Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses ▲
138Centaurus Financial, Inc.$158,683,040$46,829,779$10,543,1010
137Hornor, Townsend & Kent, LLC$119,874,666$43,356,00000
136Ameritas Investment Company/Ameritas Advisory Services$150,200,000$63,100,00000
135Parkland Securities, LLC$62,993,829$20,596,16500
134Securities America Inc.$1,048,900,000$517,980,000$27,500,0000
133Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
132Sigma Financial Corp.$130,820,243$56,300,92100
131Equity Services Inc. $56,000,000$18,800,00000
130Transamerica Financial Advisors, Inc.0000
129Grove Point Financial, LLC$109,100,000$39,200,00000
128Northwestern Mutual $1,517,364,000$1,022,145,00000
127Trustmont Financial Group Inc.0000
126MML Investors Services, LLC$1,239,300,000$539,400,00000
125Ameriprise Financial Services, LLC$5,037,581,832$3,122,182,86800
124Park Avenue Securities LLC$249,647,000$101,680,00000
123Securian Financial Services Inc.$374,830,000$154,729,90800
122Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
121Raymond James Financial Services Inc.$2,657,878,6140$44,200,0000
120Fortune Financial Services, Inc.$21,188,836000
119Waddell & Reed Financial Advisors$537,131,200$296,338,811$60,137,0000
118St. Bernard Financial Services Inc.0000
117The Strategic Financial Alliance Inc.$45,306,465$22,701,21700
116Independent Financial Group, LLC$197,100,000$91,551,50000
115Kestra Financial, Inc$607,872,562$364,302,18600
114PlanMember Securities Corp.$111,200,000$91,184,000$8,407,0000
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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