Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm ▼ Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
38SA Stone650—————
37SagePoint Financial Inc.2,323580110$185,3961800
36SCF Securities Inc.148435$105,6862617
35Schwab Independent Branch Services (Franchise)——————
34Securian Financial Services Inc.1,214469163$209,226150219
33Securities America Inc.2,209832230$207,177587646
32Securities Management and Research214—————
31Securities Service Network LLC43115256$264,00060116
30Sigma Financial Corp.64925317$139,81810594
29Signator Investors Inc.2,152733141$111,642160521
28SII Investments Inc.55624483$262,000870
27Spire Investment Partners LLC951810$387,9853119
26St. Bernard Financial Services Inc.6100024
25The Strategic Financial Alliance Inc.1755221$348,5293159
24Summit Brokerage Services, Inc.52800$198,1301580
23Synergy Investment Group——————
22TFS Securities Inc.——————
21The Leaders Group649283$74,0672866
20Thurston Springer Miller Herd & Titak——————
19Tower Square Securities Inc.——————
18Transamerica Financial Advisors, Inc.3,30200000
17Triad Advisors, LLC80536775$288,73677207
16TriCor Financial LLC——————
15Trustmont Financial Group Inc.111475$125,0001239
14Trutoro1430$95,70021
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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