Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
138Advisor Group
137Alden Investment Group
136Allstate Financial Services LLC
135American Portfolios Financial Services Inc.81134163$174,8959294
134Ameriprise Financial Services, LLC7,66800000
133Ameritas Investment Company/Ameritas Advisory Services1,36323357$96,0471150
132Arete Wealth1063011$126,73374
131Arkadios Capital
130Atria Wealth Solutions
129Ausdal Financial Partners
128Avantax Investment Services, Inc.4,597582104$71,000300600
127BCG Securities, Inc.
126Bernardi Securities Inc.
125Berthel Fisher & Co. Financial Services Inc.307
124Bolton Global Capital75
123Broker Dealer Financial Services Corp.250
122Cadaret, Grant & Co. Inc.83031351$195,969110125
121Calton & Associates Inc.320
120Cambridge Investment Research, Inc.3,7381,290279$244,238712763
119Cantella & Co. Inc. 165
118Capital Analysts Inc.
117Capital Investment Co.18500000
116Centaurus Financial, Inc.635346145$228,62585240
115Century Securities Associates Inc.129
114Cetera Advisor Networks2,69300$183,0532850
113Cetera Advisors1,52500$160,4281550
112Cetera Financial Institutions1,80500$108,6153160
111Cetera Financial Specialists1,27800$75,007980
110CFD Investments Inc.2196010$135,4694321
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092949630$461,217803728
107Concourse Financial Group Securities, Inc.1,09919027$96,2121120
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.9
104Crown Capital Securities L.P.35712114$114,9332678
103CUNA Brokerage Services Inc.40226878$116,00212248
102Cutter & Company, Inc.45
101D.A. Davidson & Co.
100David A. Noyes & Company86327$126,000347
99Edward Jones14,500
98Equitable Advisors, LLC4,7651,474154$113,292718427
97Equity Services Inc. 480
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.81400$238,0311580
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.294322$63,051119
88Founders Financial75557$321,6631724
87FSC Securities Corp.1,743407119$226,7931370
86GBS Financial Corp.
85Geneos Wealth Management Inc.25616069$408,04250105
84Grove Point Financial, LLC59622245$123,7657797
83Harbor Financial Services LLC
82Harbour Investments Inc.25111014$190,0002032
81Hilltop Securities Independent Network Inc.
80Hornor, Townsend & Kent, LLC1,01412620$75,2145195
79Independent Financial Group, LLC58821260$200,7006786
78Infinity Financial Services 5080$59,03754
77ING Advisor Network Inc.
76INVEST Financial Corp.1,27845595$193,0001720
75Investacorp Inc.54615622$199,4807595
74The Investment Center Inc.2548911$137,8743851
73Investment Centers of America Inc.40118454$236,0009682
72J.W. Cole Financial Inc.47527266$227,5465764
71Kalos Capital Inc.1408921$279,1363615
70Kestra Financial, Inc1,712458217$247,581241283
69KMS Financial Services, Inc.40115437$253,90064100
68Kovack Securities, Inc.40520150$176,7086868
67LaSalle St. Securities LLC31515525$185,0002830
66Leonard & Co.
65LifeMark Securities Corp.
64Lincoln Financial Network8,8850007360
63Lincoln Investment Planning, LLC1,12629396$225,453310189
62LPL Financial LLC14,3777,0211,793$182,9273,2880
61M Holdings Securities Inc. (M Securities)85616386$259,8794478
60MetLife Inc.
59MML Investors Services, LLC4,43666587$74,8622020
58National Planning Corporation (NPC) 1,326518160$245,0001960
57National Securities Corp.
56Nations Financial Group
55Nationwide Planning Associates, Inc.101306$197,417186
54New England Securities Inc.
53NEXT Financial Group, Inc.61928129$145,98412364
52Northwestern Mutual 5,037823318$107,08501,009
51The O.N. Equity Sales Co.8581318$76,8244973
50Packerland Brokerage Services Inc.
49Park Avenue Securities LLC
48Parkland Securities, LLC47110811$112,46410529
47PlanMember Securities Corp.49016635015249
46Principal Securities, Inc. 1,95931220$74,0072430
45Prospera Financial Services Inc.1357334$381,4325012
44Protected Investors of America Inc.
43Quest Capital Strategies Inc. 31700000
42Questar Capital Corp.65127333$152,8008336
41Quincy Cass Associates Inc.
40Raymond James Financial Services Inc.5,2171,9581,106$330,3868,3361,115
39Royal Alliance Associates Inc.2,782627204$244,5542140
38SA Stone650
37SagePoint Financial Inc.2,323580110$185,3961800
36SCF Securities Inc.148435$105,6862617
35Schwab Independent Branch Services (Franchise)
34Securian Financial Services Inc.1,214469163$209,226150219
33Securities America Inc.2,209832230$207,177587646
32Securities Management and Research214
31Securities Service Network LLC43115256$264,00060116
30Sigma Financial Corp.64925317$139,81810594
29Signator Investors Inc.2,152733141$111,642160521
28SII Investments Inc.55624483$262,000870
27Spire Investment Partners LLC951810$387,9853119
26St. Bernard Financial Services Inc.6100024
25The Strategic Financial Alliance Inc.1755221$348,5293159
24Summit Brokerage Services, Inc.52800$198,1301580
23Synergy Investment Group
22TFS Securities Inc.
21The Leaders Group649283$74,0672866
20Thurston Springer Miller Herd & Titak
19Tower Square Securities Inc.
18Transamerica Financial Advisors, Inc.3,30200000
17Triad Advisors, LLC80536775$288,73677207
16TriCor Financial LLC
15Trustmont Financial Group Inc.111475$125,0001239
14Trutoro1430$95,70021
13United Planners Financial Services53620441$226,38556102
12Vanderbilt Financial Group
11vFinance Investments Inc.
10Voya Financial Advisors Inc.1,990778134$156,005303293
9Waddell & Reed Financial Advisors1,906855217$157,342537271
8Wall Street Access
7Walnut Street Securities Inc.
6Wells Fargo Advisors Financial Network1,404633481$452,040950
5Williams Financial Group
4Woodbury Financial Services1,73956586$198,8441620
3World Capital Brokerage, Inc.71
2WRP Investments Inc.
1Wunderlich Securities Inc.50

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.