Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▲Avg. annual payoutEmployeesCFPs
113LaSalle St. Securities LLC31020040$210,0003241
112Concourse Financial Group Securities, Inc.86518440$150,323850
111PlanMember Securities Corp.47918745$157,78718142
110Kovack Securities, Inc.40027245$213,9437086
109Prospera Financial Services Inc.1296647$545,8526122
108Grove Point Financial, LLC42215353$277,5097568
107Hornor, Townsend & Kent, LLC83320554$70,900460
106Sigma Financial Corp.61826860$199,097126107
105Arkadios Capital901065$382,727230
104Triad Advisors, LLC86225168$160,4580215
103Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
102Geneos Wealth Management Inc.24312471$425,9105486
101United Planners Financial Services53822877$305,64867119
100M Holdings Securities Inc. (M Securities)74712581$285,8955064
99Principal Securities, Inc. 1,7474518703290
98Independent Financial Group, LLC61525998$334,0008088
97American Portfolios Financial Services Inc.829328101$248,561112109
96J.W. Cole Financial Inc.550334113$330,5006983
95FSC Securities Corp.799282115$309,1451090
94Atria Wealth Solutions2,2496081420428312
93Centaurus Financial, Inc.655362154$222,88588204
92Lincoln Investment Planning, LLC1,040427158$251,577384218
91SagePoint Financial Inc.1,461591163$243,9621960
90Securian Financial Services Inc.1,077454174$272,052172228
89Woodbury Financial Services2,498791238$254,5703360
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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