Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Wunderlich Securities Inc.
2WRP Investments Inc.
3World Capital Brokerage, Inc.
4Woodbury Financial Services2,498791238$254,5703360
5Williams Financial Group
6Wells Fargo Advisors Financial Network
7Walnut Street Securities Inc.
8Wall Street Access
9Waddell & Reed Financial Advisors1,333516264$391,739575264
10Voya Financial Advisors Inc.
11vFinance Investments Inc.
12Vanderbilt Financial Group181000270
13United Planners Financial Services53822877$305,64867119
14Trutoro3460$87,43253
15Trustmont Financial Group Inc.88345$144,0001035
16TriCor Financial LLC
17Triad Advisors, LLC86225168$160,4580215
18Transamerica Financial Advisors, Inc.3,10819480670
19Tower Square Securities Inc.
20Thurston Springer Miller Herd & Titak68000915
21The Leaders Group1,076479$122,3203387
22TFS Securities Inc.
23Synergy Investment Group
24Summit Brokerage Services, Inc.
25The Strategic Financial Alliance Inc.1344929$351,0004150
26St. Bernard Financial Services Inc.11300034
27Spire Investment Partners LLC
28SII Investments Inc.
29Signator Investors Inc.
30Sigma Financial Corp.61826860$199,097126107
31Securities Service Network LLC
32Securities Management and Research146
33Securities America Inc.3,2331,188390$204,949594747
34Securian Financial Services Inc.1,077454174$272,052172228
35Schwab Independent Branch Services (Franchise)
36SCF Securities Inc.
37SagePoint Financial Inc.1,461591163$243,9621960
38SA Stone
39Royal Alliance Associates Inc.4,8151,259436$274,2484070
40Raymond James Financial Services Inc.6,64000$436,36801,300
41Quincy Cass Associates Inc.5
42Questar Capital Corp.
43Quest Capital Strategies Inc.
44Protected Investors of America Inc.
45Prospera Financial Services Inc.1296647$545,8526122
46Principal Securities, Inc. 1,7474518703290
47PlanMember Securities Corp.47918745$157,78718142
48Parkland Securities, LLC33513021$163,99212730
49Park Avenue Securities LLC1,92200000
50Packerland Brokerage Services Inc.257844$95,8902419
51The O.N. Equity Sales Co.73515721$112,3684665
52Northwestern Mutual 8,6391,547619$207,04001,322
53NEXT Financial Group, Inc.
54New England Securities Inc.
55Nationwide Planning Associates, Inc.123488$287,489219
56Nations Financial Group
57National Securities Corp.
58National Planning Corporation (NPC)
59MML Investors Services, LLC6,9502,163459$127,320596635
60MetLife Inc.
61M Holdings Securities Inc. (M Securities)74712581$285,8955064
62LPL Financial LLC17,28700$217,5764,7563,833
63Lincoln Investment Planning, LLC1,040427158$251,577384218
64Lincoln Financial Network10,620
65LifeMark Securities Corp.
66Leonard & Co.
67LaSalle St. Securities LLC31020040$210,0003241
68Kovack Securities, Inc.40027245$213,9437086
69KMS Financial Services, Inc.
70Kestra Financial, Inc1,736484309$482,535267310
71Kalos Capital Inc.
72J.W. Cole Financial Inc.550334113$330,5006983
73Investment Centers of America Inc.
74The Investment Center Inc.29112126$227,8564153
75Investacorp Inc.
76INVEST Financial Corp.
77ING Advisor Network Inc.
78Infinity Financial Services
79Independent Financial Group, LLC61525998$334,0008088
80Hornor, Townsend & Kent, LLC83320554$70,900460
81Hilltop Securities Independent Network Inc.
82Harbour Investments Inc.27212637$300,9002442
83Harbor Financial Services LLC
84Grove Point Financial, LLC42215353$277,5097568
85Geneos Wealth Management Inc.24312471$425,9105486
86GBS Financial Corp.
87FSC Securities Corp.799282115$309,1451090
88Founders Financial805014$397,6232923
89Fortune Financial Services, Inc.375525$81,1831333
90Foresters Equity Services Inc.
91Foothill Securities Inc.
92First Republic Securities Co.
93First Allied Securities, Inc.
94Financial Telesis Inc.
95Financial Services International Corp.
96Finance 500 Inc.
97Equity Services Inc. 506150200500
98Equitable Advisors, LLC4,5301,609320$159,558642436
99Edward Jones
100David A. Noyes & Company
101D.A. Davidson & Co.
102Cutter & Company, Inc.484170135
103CUNA Brokerage Services Inc.
104Crown Capital Securities L.P.341
105Correll Co. Investment Services Corp.
106Coordinated Capital Securities Inc.60
107Concourse Financial Group Securities, Inc.86518440$150,323850
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
109CoastalOne
110CFD Investments Inc.1504915$194,582520
111Cetera Financial Specialists
112Cetera Financial Institutions
113Cetera Advisors
114Cetera Advisor Networks
115Century Securities Associates Inc.
116Centaurus Financial, Inc.655362154$222,88588204
117Capital Investment Co.
118Capital Analysts Inc.
119Cantella & Co. Inc. 221
120Cambridge Investment Research, Inc.4,5291,578498$308,639894832
121Calton & Associates Inc.418
122Cadaret, Grant & Co. Inc.
123Broker Dealer Financial Services Corp.
124Bolton Global Capital
125Berthel Fisher & Co. Financial Services Inc.223
126Bernardi Securities Inc.
127BCG Securities, Inc.
128Avantax Investment Services, Inc.3,825
129Ausdal Financial Partners
130Atria Wealth Solutions2,2496081420428312
131Arkadios Capital901065$382,727230
132Arete Wealth1323115$270,0741316
133Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
134Ameriprise Financial Services, LLC7,80500000
135American Portfolios Financial Services Inc.829328101$248,561112109
136Allstate Financial Services LLC
137Alden Investment Group65457085
138Advisor Group14,5134,3621,411$253,3821,7430

138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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