Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
51Berthel Fisher & Co. Financial Services Inc.223
52Cantella & Co. Inc. 221
53Vanderbilt Financial Group181000270
54CFD Investments Inc.1504915$194,582520
55Securities Management and Research146
56The Strategic Financial Alliance Inc.1344929$351,0004150
57Arete Wealth1323115$270,0741316
58Prospera Financial Services Inc.1296647$545,8526122
59Nationwide Planning Associates, Inc.123488$287,489219
60St. Bernard Financial Services Inc.11300034
61Arkadios Capital901065$382,727230
62Trustmont Financial Group Inc.88345$144,0001035
63Founders Financial805014$397,6232923
64Thurston Springer Miller Herd & Titak68000915
65Alden Investment Group65457085
66Coordinated Capital Securities Inc.60
67Cutter & Company, Inc.484170135
69Quincy Cass Associates Inc.5
70Nations Financial Group
71BCG Securities, Inc.
72Broker Dealer Financial Services Corp.
73Cadaret, Grant & Co. Inc.
74Capital Analysts Inc.
75Century Securities Associates Inc.
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.