Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
138Quincy Cass Associates Inc.5
136Cutter & Company, Inc.484170135
135Coordinated Capital Securities Inc.60
134Alden Investment Group65457085
133Thurston Springer Miller Herd & Titak68000915
132Founders Financial805014$397,6232923
131Trustmont Financial Group Inc.88345$144,0001035
130Arkadios Capital901065$382,727230
129St. Bernard Financial Services Inc.11300034
128Nationwide Planning Associates, Inc.123488$287,489219
127Prospera Financial Services Inc.1296647$545,8526122
126Arete Wealth1323115$270,0741316
125The Strategic Financial Alliance Inc.1344929$351,0004150
124Securities Management and Research146
123CFD Investments Inc.1504915$194,582520
122Vanderbilt Financial Group181000270
121Cantella & Co. Inc. 221
120Berthel Fisher & Co. Financial Services Inc.223
119Geneos Wealth Management Inc.24312471$425,9105486
118Packerland Brokerage Services Inc.257844$95,8902419
117Harbour Investments Inc.27212637$300,9002442
116The Investment Center Inc.29112126$227,8564153
115LaSalle St. Securities LLC31020040$210,0003241
114Parkland Securities, LLC33513021$163,99212730
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.