Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
61Quest Capital Strategies Inc.
60SII Investments Inc.
59Spire Investment Partners LLC
58Capital Investment Co.
57National Securities Corp.
56vFinance Investments Inc.
55Wall Street Access
54National Planning Corporation (NPC)
53TFS Securities Inc.
52KMS Financial Services, Inc.
51Cetera Financial Institutions
50Investment Centers of America Inc.
49INVEST Financial Corp.
48SA Stone
47Financial Telesis Inc.
46First Republic Securities Co.
45Financial Services International Corp.
44Investacorp Inc.
43Cetera Advisors
42Voya Financial Advisors Inc.
41D.A. Davidson & Co.
40Williams Financial Group
39Finance 500 Inc.
38Foresters Equity Services Inc.
37CUNA Brokerage Services Inc.
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.