Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
136Quincy Cass Associates Inc.5
134Cutter & Company, Inc.484170135
133Coordinated Capital Securities Inc.60
132Alden Investment Group65457085
131Thurston Springer Miller Herd & Titak68000915
130Founders Financial805014$397,6232923
129Trustmont Financial Group Inc.88345$144,0001035
128Arkadios Capital901065$382,727230
127St. Bernard Financial Services Inc.11300034
126Nationwide Planning Associates, Inc.123488$287,489219
125Prospera Financial Services Inc.1296647$545,8526122
124Arete Wealth1323115$270,0741316
123The Strategic Financial Alliance Inc.1344929$351,0004150
122Securities Management and Research146
121CFD Investments Inc.1504915$194,582520
120Vanderbilt Financial Group181000270
119Cantella & Co. Inc. 221
118Berthel Fisher & Co. Financial Services Inc.223
117Geneos Wealth Management Inc.24312471$425,9105486
116Packerland Brokerage Services Inc.257844$95,8902419
115Harbour Investments Inc.27212637$300,9002442
114The Investment Center Inc.29112126$227,8564153
113LaSalle St. Securities LLC31020040$210,0003241
112Parkland Securities, LLC33513021$163,99212730
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136 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.