Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
36Ausdal Financial Partners
35SCF Securities Inc.
34Harbor Financial Services LLC
33TriCor Financial LLC
32Kalos Capital Inc.
31Cetera Advisor Networks
30ING Advisor Network Inc.
29Bernardi Securities Inc.
28Allstate Financial Services LLC
27GBS Financial Corp.
26First Allied Securities, Inc.
25World Capital Brokerage, Inc.
24Correll Co. Investment Services Corp.
23Infinity Financial Services
22Schwab Independent Branch Services (Franchise)
21Century Securities Associates Inc.
20David A. Noyes & Company
19Capital Analysts Inc.
18Cadaret, Grant & Co. Inc.
17Broker Dealer Financial Services Corp.
16BCG Securities, Inc.
15Edward Jones
14WRP Investments Inc.
13Wunderlich Securities Inc.
12Wells Fargo Advisors Financial Network
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.