Broker-dealer Data Center
Rankings
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
| Firm | Total revenue ▲ | Fee revenue | Excess net capital | Operating expenses | |
|---|---|---|---|---|---|
| 138 | Transamerica Financial Advisors, Inc. | 0 | 0 | 0 | 0 |
| 137 | Trustmont Financial Group Inc. | 0 | 0 | 0 | 0 |
| 136 | Vanderbilt Financial Group | 0 | 0 | 0 | 0 |
| 135 | Thurston Springer Miller Herd & Titak | 0 | 0 | 0 | 0 |
| 134 | St. Bernard Financial Services Inc. | 0 | 0 | 0 | 0 |
| 133 | Trutoro | $1,460,102 | $909,099 | $36,610 | $1,507,807 |
| 132 | Alden Investment Group | $5,348,524 | $691 | $1 | $1 |
| 131 | Cutter & Company, Inc. | $13,800,000 | $7,599,000 | $856,000 | 0 |
| 130 | Fortune Financial Services, Inc. | $21,188,836 | 0 | 0 | 0 |
| 129 | Nationwide Planning Associates, Inc. | $22,711,603 | $5,545,064 | $1,466,283 | $16,231,542 |
| 128 | Packerland Brokerage Services Inc. | $27,668,992 | $6,704,857 | $922,442 | $3,078,354 |
| 127 | Founders Financial | $31,014,613 | $24,682,467 | $1,149,135 | $6,473,437 |
| 126 | CFD Investments Inc. | $32,081,905 | $14,462,864 | $930,448 | $6,079,077 |
| 125 | Arkadios Capital | $39,400,936 | $19,240,390 | $1,500,000 | $16,600,000 |
| 124 | LaSalle St. Securities LLC | $44,000,000 | $12,000,000 | $2,000,000 | $4,500,000 |
| 123 | Arete Wealth | $45,219,714 | $11,478,278 | $234,585 | $40,861,146 |
| 122 | The Strategic Financial Alliance Inc. | $45,306,465 | $22,701,217 | 0 | 0 |
| 121 | Equity Services Inc. | $56,000,000 | $18,800,000 | 0 | 0 |
| 120 | Parkland Securities, LLC | $62,993,829 | $20,596,165 | 0 | 0 |
| 119 | The Investment Center Inc. | $64,032,485 | $28,135,018 | $3,390,395 | $61,516,918 |
| 118 | Harbour Investments Inc. | $64,095,000 | $32,515,000 | $532,000 | $63,095,000 |
| 117 | Prospera Financial Services Inc. | $70,414,959 | $36,643,467 | $7,157,587 | $22,845,375 |
| 116 | The O.N. Equity Sales Co. | $70,923,126 | $16,614,193 | $2,172,986 | $70,627,727 |
| 115 | Kovack Securities, Inc. | $82,368,000 | $40,140,800 | $3,100,500 | $77,482,450 |
| 114 | The Leaders Group | $89,104,748 | 0 | $2,186,689 | $87,836,144 |
138 results found
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- Notes
- Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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