Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenueFee revenueExcess net capitalOperating expenses
113Cetera Advisors
112Cetera Financial Institutions
111Cetera Financial Specialists
110CFD Investments Inc.$32,081,905$14,462,864$930,448$6,079,077
109CoastalOne
108Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,635,006,455$1,187,606,820$60,479,1650
107Concourse Financial Group Securities, Inc.$116,189,724$40,623,500$6,310,1560
106Coordinated Capital Securities Inc.
105Correll Co. Investment Services Corp.
104Crown Capital Securities L.P.
103CUNA Brokerage Services Inc.
102Cutter & Company, Inc.$13,800,000$7,599,000$856,0000
101D.A. Davidson & Co.
100David A. Noyes & Company
99Edward Jones
98Equitable Advisors, LLC$983,529,192$296,596,113$28,413,961$880,806,333
97Equity Services Inc. $56,000,000$18,800,00000
96Finance 500 Inc.
95Financial Services International Corp.
94Financial Telesis Inc.
93First Allied Securities, Inc.
92First Republic Securities Co.
91Foothill Securities Inc.
90Foresters Equity Services Inc.
89Fortune Financial Services, Inc.$21,188,836000
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Financials
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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